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Regulatory Operations team is responsible for reporting to external stakeholders in the North America region, including the reporting and monitoring of trade, transaction and position information across a wide range of traded financial products and business lines for the CFTC (Commodity Futures Trading Commission), SEC (Securities and Exchange Commission), and CSA (Canadian Standards Association) obligations.
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The position will be apart the Transaction Monitoring team which manages reviews of alerts/cases flagged for potential AML red flags and appropriate regulatory reporting. Assist the Transaction Monitoring team with secondary reviews and regulatory reporting determinations.
$70,000 - $88,000 a yearFull-timeExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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Assess the design effectiveness of risk management and treasury/liquidity functions, including interaction with the first line and stakeholder and regulatory reporting. Review effectiveness of risk management and treasury/liquidity controls and measurement techniques, limit design and monitoring, and risk reporting based on a detailed understanding of underlying trading strategies, products and processes.
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Implements and enforces NYC Transit policies and collectively bargained agreements and programs relative to employee availability and cost control, as well as analyzes and tracks employee availability trends, identifies vulnerabilities in absentee control monitoring, provide metrics and reporting on findings, and designs strategic availability improvement plans and initiatives.
$140,000 - $155,000 a yearExpandApply NowActive JobUpdated Yesterday - UpvoteDownvoteShare Job
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Serve as a subject matter expert on vendor regulations and guidelines from CMS and DMAHS.Responsible for monitoring delegated entities to ensure there is an effective compliance program, including: acceptable Standards of Conduct, conducting monthly OIG/GSA screening, compliance with all applicable training requirements, monitoring and auditing of downstream entities, appropriate reporting mechanisms for fraud, waste and abuse and compliance issues, and HIPAA Privacy controls.
$106,400 - $145,215 a yearFull-timeExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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The Software and Systems group within Tax Reporting & Strategy (TRS) offers management consulting services to clients and to their large corporate tax functions, by monitoring and analyzing legislative and regulatory tax developments, developing strategies in anticipation of tax law changes and regulatory developments, analyzing the economic impact of tax legislation and federal budget proposals, and addressing technology needs for tax function effectiveness.
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Your key responsibilitiesAdvise and provide clients with strategic recommendations on Financial Services Risk Management issues facing the financial services sector, focusing on the identification, measurement, and management of Market Risk and Counterparty Credit Risk. Focus on financial risk identification, measurement, mitigation, monitoring and reporting of exposures to interest rate, commodity, equity, credit and foreign exchange movements.
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Manage analytical reviews to identify gaps in implementation of draft regulatory principles on the management of climate-related financial risk and gaps in internal policy coverage of climate risk considerations Partner across the firm to identify and support the buildout of climate risk specific processes and monitoring routines for risk category management frameworks with a focus on reputation, strategic and compliance risks.
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Led by our Chief Actuary, the Center of Excellence encompasses corporate actuaries working on valuation, model development, assumption setting, regulatory monitoring and advocacy, governance, and financial reporting.
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Monitoring exposures, portfolio reporting and compliance with all applicable limits. Production of all portfolio reporting requirements from a management, control and regulatory perspective.
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Together with the Director for CUSO Regulatory Reporting, develop and manage the US audit plan for regulatory reporting and other support functions (including regulatory and internal audit issue validation) based on risk assessment and continuous monitoring activities.
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Oversees the performance of quantitative and qualitative analysis to support the implementation and monitoring of health equity initiatives as well as coordination and of tracking and reporting of milestones and synergy realization.
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Reporting to the Chief Compliance Officer, the Deputy Chief Compliance Officer is the independent compliance partner to multiple Business Divisions and is responsible for ensuring that the Compliance Programs appropriately addresses the regulatory risks relative to the Division/Unit's business activities.
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Use your strong quantitative analysis, programming macros, and experience managing large datasets to support the middle office team in generating daily market and liquidity risk reports, and monitoring regulatory compliance.
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Lead change management as required to enhance quality of reporting and data management capabilities by ensuring system integration, automated reporting, gold source management, appropriate technologies and all other elements of sound and responsible credit risk monitoring.
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monitoring regulatory reporting jobs in New York, NY
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