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Experience with TRF/ORF (listed and OTC Equity Reporting), Equity Trading (Listed and OTC Equities), Regulatory Option Trading Reporting, and Trace Reporting (Corporate/Agency Debt Products/Securitized Products, Treasury Products.
Full-timeExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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Experience selling one or more of the following: Analytics, Back Office Solutions, Data Governance, Data Management, Data Warehouse, EOD Reporting, Front Office Solutions, Managed Services, Middle Office Solutions, Order Management (OMS), Portfolio Management (PMS), Reconciliation, Regulatory Solution, Reporting, Trade Management, Treasury.
$80,000 - $100,000 a yearFull-timeExpandApply NowActive JobUpdated 24 days ago - UpvoteDownvoteShare Job
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Ensure the accuracy and efficiency of month end processes related to interest rate risk reporting and soundness with respect to internal, external, and regulatory measures of equity and earnings at risk.
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Streamlining the CLO warehouse process including regulatory reporting and new warehouse set up. They also will communicate market color and investment opportunities to clients, working very closely with the Leveraged Finance Sales and Trading teams.
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Prepare and/or review key regulatory reporting (Form PF, TIC SLT, AIFMD, Form ADV). Prepare monthly and quarterly investor deliverables and other ad-hoc reporting for investor relations, analysts, and portfolio managers.
$120,000 - $200,000Full-timeExpandApply NowActive JobUpdated 1 month ago - UpvoteDownvoteShare Job
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Ensure compliance with award regulatory terms and HSS policies, such as Conflicts of Interest, Human Subjects, IACUC and IBC approvals. Reporting to the Senior Director, the Grants and Contracts Administrator is responsible for the day-to-day management of sponsored research of the HSS, RI. This position will exercise responsibility over sponsored research grants and contracts administration.
$110,000 - $130,000 a yearExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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Supporting the remediation program to help drive program remediation tasks such as: issue management, program oversight, program reporting (Regulatory, Internal Audit Committee), talking points and support for Independent Compliance Consultant (ICC) and Audit requests.
$68 - $80 an hourExpandApply NowActive JobUpdated 3 months ago - UpvoteDownvoteShare Job
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To this end, we are seeking a Financial Services analyst (preferably with experience from a major US Bank) with 2 - 8 years of experience in regulatory reporting or liquidity management cross-functional programs.
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Assist with regulatory reporting validations (CAT, 606) The Trade Support Analyst will contribute to maintaining accurate trade records, complying with regulatory requirements, and implementing process improvements for enhanced efficiency.
$110,000 - $125,000 a yearFull-timeExpandApply NowActive JobUpdated 6 days ago - UpvoteDownvoteShare Job
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Qualifications:-Bachelor’s degree in accounting, Finance, or related field-Understanding of audit techniques, internal controls, and workpaper standards-Strong working knowledge of financial and regulatory reporting and banking / capital markets products.
Starting at $235 (bonuses)Full-timeExpandApply NowActive JobUpdated 3 months ago - UpvoteDownvoteShare Job
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Assist with month-end close process, including completing a NAV package with all the relevant supporting documentation, maintaining the fund-level waterfall, calculating performance figures, coordinate investor reporting to limited partners, assisting with corporate and regulatory reporting.
$75,000 - $110,000 a yearFull-timeExpandApply NowActive JobUpdated 7 days ago - UpvoteDownvoteShare Job
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This multinational banking company is looking for a Director of Regulatory Reporting within the Banking and Finance industry. Support the team’s technical development over Regulatory Reporting including US GAAP.
$200,000 - $215,000 a yearFull-timeExpandApply NowActive JobUpdated Yesterday - UpvoteDownvoteShare Job
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Knowledge of Fixed Income regulatory reporting, including TRACE. Hands-on knowledge of the Relational and/or No-SQL (Oracle, Sybase, MongoDB, etc) is a plus. Knowledge of Fixed Income regulatory reporting, including TRACE.
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Our platform spans computations, orchestrations of dependencies, post calculations workflow to manage margin calls, settlements, reporting, and reconciling with clients on their portfolios and external regulatory reporting.
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As one of the world's leading law firms, we serve a broad range of clients with market-leading practices in private equity, M&A and other complex corporate transactions; investment fund formation and management; restructurings; high-stakes litigation and trials; and government, regulatory and internal investigations.
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regulatory reporting jobs in New York, NY
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