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A valid and active Series 66 (63/65) license required (license(s) may be obtained under a condition of employment) A valid and active Series 7 license is required (license may be obtained under a condition of employment through Branch Network Licensing Program.
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You’ll observe our skilled FCs and learn how to deliver unparalleled value and service through collaboration and mentoring. A valid and active Life and Health Insurance license is required (may be obtained under a condition of employment.
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FINRA Series 65 or a combination of FINRA Series 7 and 66 preferred. This role offers uncapped performance-based compensation with the possibility of a 7-figure income.
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You must obtain your SIE within 30 days of being hired & your Series 7 & 66 within 120 Days - a requirement for the role. As a Financial Solutions Advisor Stage I (FSA I) , your journey begins obtaining your Securities Industry licenses, where you receive dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams.
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Series 7 and 66 (63/65) required. Three or more years of investment sales experience. 3 retirement programs: a 401(k) with a 4% match, a cash balance pension plan, and a pension enhancement plan.
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May study and test for additional licenses (Series 7 and Series 66) once the minimum licensing requirements are met. For the following states where hired, FINRA Series 65 (or equivalent) will also be required to be completed within a specified period: AK, AL, CT, DE, HI, IA, ID, IN, KS, MD, MI, MN, MS, MT, NC, ND, NE, NM, OR, SC, SD, TN, TX, UT, VA, WA, WI, and WY. The State of WY permits referral-only licensed bankers to receive the IAR registration without completing the Series 65/66 exam requirement.
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Currently holds Series 7 & 66 (63 & 65 in lieu of 66) licenses. Currently holds Series 7 & 66 (63 & 65 in lieu of 66) licenses. Achieved additional professional designations such as Certified Financial Planner (CFP) and/or Chartered Retirement Planning Counselor (CRPC.
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