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Currently holds Series 7 & 66 (63 & 65 in lieu of 66) licenses. Currently holds Series 7 & 66 (63 & 65 in lieu of 66) licenses. Achieved additional professional designations such as Certified Financial Planner (CFP) and/or Chartered Retirement Planning Counselor (CRPC.
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Securities Industry Essentials (SIE), Series 7 & 63 (Must obtain SIE, series 7 & 63 license within 180 days of start date) Collaborates with domestic and international teammates throughout the bank, including Investment Banking, Foreign Exchange, and Wealth Management and facilitates client relationships with Product Specialists in Credit, Treasury Management, and Merchant Services in order to design and deliver financial solutions to clients and prospects.
Full-timeExpandApply NowActive JobUpdated 7 days ago - UpvoteDownvoteShare Job
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Securities registrations - Series 7, 65 & 66 preferred. Voya Financial Advisors ® , Inc., a leading independent broker-dealer in the defined contribution & defined benefit business, is currently seeking a Financial Professional to join our team in the greater DC area to work plan sponsor relationships.
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Series 7 and Series 24 RequiredSeries 9/10 strongly preferred or ability to obtain within a designated time frame. Series 7 and Series 24 RequiredSeries 9/10 strongly preferred or ability to obtain within a designated time frame.
Full-timeRemoteExpandApply NowActive JobUpdated 1 month ago - UpvoteDownvoteShare Job
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Series 7 & 63 licensed; Series 65 or 66 and appropriate state registrations preferred, OR ability to acquire quickly upon hire. Certifications: Series 07 - FINRA, Series 63 - FINRA, Series 66 - FINRA Company Overview.
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US: Licenses: Series 7/63 or 7/66 or willing to acquire. The Registered Client Service Associate is a developing professional role which integrates in-depth specialty knowledge with a solid understanding of industry standards and practices; demonstrates good understanding of how the team and area integrate with others in accomplishing the objectives of the subfunction/ job family.
ExpandApply NowActive JobUpdated 11 days ago - UpvoteDownvoteShare Job
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May study and test for additional licenses (Series 7 and Series 66) once the minimum licensing requirements are met. Current registration for FINRA Series 6 and Series 63 (or FINRA recognized equivalents) is required for this role or must be completed within a specified period.
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Obtain state insurance licenses (life, health & variable contracts) and Series 7 and 66; Series 7, 65 and 63; or Series 6 and 63 registrations. Obtain state insurance licenses (life, health & variable contracts) and Series 7 and 66; Series 7, 65 and 63; or Series 6 and 63 registrations.
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We will support you while you learn the FINRA licensing material and work to obtain the Series 7 and 66 licenses. Securities Industry Essentials (SIE) - Issuing Authority, Series 07 - FINRA, Series 63 - FINRA, Series 65 - FINRA, Series 66 - FINRA.
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Certified to work as an Investment Adviser Representative (Series 65, Series 7 + 66, or equivalent) Discounts on Alternative Medicine, Chiropractic, Fertility Advocacy, Pet care, Prescriptions, Lab Testing, and Diabetic Supplies.
$100,000 - $500,000 a yearFull-timeExpandApply NowActive JobUpdated 16 days ago - UpvoteDownvoteShare Job
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We require an active Series 9/10, 7 and 66 licenses. Series 07 - FINRA, Series 09 - FINRA, Series 10 - FINRA, Series 66 - FINRA. These investigations will account for 7 years or more of history, depending on the role.
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Series 7, 66 (BD/RIA) Series 65 (RIA Only) Series 7, 66 (BD/RIA) We continually seek to perfect our craft of personalized financial planning with our team-based Roundtable and UniFi processes that go far beyond the standard approach.
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We assist companies and non-profit organizations in delivering benefits to their employees. This investigation includes but is not limited to a criminal, civil litigations and regulatory review, employment, education, and credit review (role dependent.
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4-year degree required or equivalent work experience 2+ years direct experience selling investments & providing financial planning 7+ years of overall working experience preferred Series 65 required Life and Health insurance licenses required, or ability to obtain within licensing and registration schedule Advanced understanding of wealth management business development techniques, products, services and overall industry.
Full-timeExpandApply NowActive JobUpdated 8 days ago - UpvoteDownvoteShare Job
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For the following states where hired, FINRA Series 65 (or equivalent) will also be required to be completed within a specified period: AK, AL, CT, DE, HI, IA, ID, IN, KS, MD, MI, MN, MS, MT, NC, ND, NE, NM, OR, SC, SD, TN, TX, UT, VA, WA, WI, and WY. The State of WY permits referral-only licensed bankers to receive the IAR registration without completing the Series 65/66 exam requirement.
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7 series jobs in Bethesda, MD
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