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Currently holds Series 7 & 66 (63 & 65 in lieu of 66) licenses. Currently holds Series 7 & 66 (63 & 65 in lieu of 66) licenses. Achieved additional professional designations such as Certified Financial Planner (CFP) and/or Chartered Retirement Planning Counselor (CRPC.
Full-timeExpandApply NowActive JobUpdated 6 days ago - UpvoteDownvoteShare Job
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Securities registrations - Series 7, 65 & 66 preferred. Voya Financial Advisors ® , Inc., a leading independent broker-dealer in the defined contribution & defined benefit business, is currently seeking a Financial Professional to join our team in the greater DC area to work plan sponsor relationships.
ExpandApply NowActive JobUpdated 6 days ago - UpvoteDownvoteShare Job
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US: Licenses: Series 7/63 or 7/66 or willing to acquire. The Registered Client Service Associate is a developing professional role which integrates in-depth specialty knowledge with a solid understanding of industry standards and practices; demonstrates good understanding of how the team and area integrate with others in accomplishing the objectives of the subfunction/ job family.
ExpandApply NowActive JobUpdated 12 days ago - UpvoteDownvoteShare Job
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Series 7 & 63 licensed; Series 65 or 66 and appropriate state registrations preferred, OR ability to acquire quickly upon hire. Certifications: Series 07 - FINRA, Series 63 - FINRA, Series 66 - FINRA Company Overview.
ExpandApply NowActive JobUpdated 2 days ago - UpvoteDownvoteShare Job
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May study and test for additional licenses (Series 7 and Series 66) once the minimum licensing requirements are met. For the following states where hired, FINRA Series 65 (or equivalent) will also be required to be completed within a specified period: AK, AL, CT, DE, HI, IA, ID, IN, KS, MD, MI, MN, MS, MT, NC, ND, NE, NM, OR, SC, SD, TN, TX, UT, VA, WA, WI, and WY. The State of WY permits referral-only licensed bankers to receive the IAR registration without completing the Series 65/66 exam requirement.
Full-timeExpandApply NowActive JobUpdated 4 days ago - UpvoteDownvoteShare Job
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Obtain state insurance licenses (life, health & variable contracts) and Series 7 and 66; Series 7, 65 and 63; or Series 6 and 63 registrations. Obtain state insurance licenses (life, health & variable contracts) and Series 7 and 66; Series 7, 65 and 63; or Series 6 and 63 registrations.
Full-timeExpandApply NowActive JobUpdated 6 days ago - UpvoteDownvoteShare Job
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We will support you while you learn the FINRA licensing material and work to obtain the Series 7 and 66 licenses. Securities Industry Essentials (SIE) - Issuing Authority, Series 07 - FINRA, Series 63 - FINRA, Series 65 - FINRA, Series 66 - FINRA.
ExpandApply NowActive JobUpdated 2 days ago - UpvoteDownvoteShare Job
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We require an active Series 9/10, 7 and 66 licenses. Series 07 - FINRA, Series 09 - FINRA, Series 10 - FINRA, Series 66 - FINRA. These investigations will account for 7 years or more of history, depending on the role.
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Certified to work as an Investment Adviser Representative (Series 65, Series 7 + 66, or equivalent) Discounts on Alternative Medicine, Chiropractic, Fertility Advocacy, Pet care, Prescriptions, Lab Testing, and Diabetic Supplies.
$100,000 - $500,000 a yearFull-timeExpandApply NowActive JobUpdated 17 days ago - UpvoteDownvoteShare Job
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We assist companies and non-profit organizations in delivering benefits to their employees. This investigation includes but is not limited to a criminal, civil litigations and regulatory review, employment, education, and credit review (role dependent.
ExpandApply NowActive JobUpdated 4 days ago - UpvoteDownvoteShare Job
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Series 7, 66 (BD/RIA) Series 7, 66 (BD/RIA) We continually seek to perfect our craft of personalized financial planning with our team-based Roundtable and UniFi processes that go far beyond the standard approach.
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Current registration for FINRA Series 6 and Series 63 (or FINRA recognized equivalents) is required for this role or must be completed within a specified period. Knowledge and understanding of Branch Banking compliance controls, risk management, and loss prevention.
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SIE, Series 6, 63 & 65 or Series 7 & 66 and State life license required or willingness to obtain. We are an affiliate company of both USI Securities, Inc. (a broker-dealer, Member FINRA/SIPC) and USI Advisors, Inc. (a federally registered investment adviser) and a wholly owned subsidiary of USI Insurance Services LLC. We are a team of 600 associates and growing.
Full-timeExpandApply NowActive JobUpdated 1 month ago - UpvoteDownvoteShare Job
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Series 07 - FINRA, Series 63 - FINRA, Series 66 - FINRA. Series 07 - FINRA, Series 63 - FINRA, Series 66 - FINRA. Degree and/or other professional certifications such as a CFP are helpful; if you don t already have a CFP or degree, our Tuition Reimbursement program can help you obtain one.
ExpandApply NowActive JobUpdated 12 days ago - UpvoteDownvoteShare Job
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Must have either Series 7 and Series 66 OR Series 65. Advise clients in the areas of investment, tax retirement, education, insurance and estate planning, working closely with the Managing Director, Relationship Manager and Director of Operations to support overall planning needs as well as company objectives.
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