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Series 7 & 63 licensed; Series 65 or 66 and appropriate state registrations preferred, OR ability to acquire quickly upon hire. Issuing Authority, Series 07 - FINRA, Series 63 - FINRA, Series 65 - FINRA, Series 66 - FINRA Category: Sales.
ExpandApply NowActive JobUpdated 11 days ago - UpvoteDownvoteShare Job
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FINRA Series 6, 63, and 65 required [Series 7 & 66 also accepted] License/Certification/Designation: FINRA Series 6, 63 and 65 licenses, Life and Health license are required.
Full-timeRemoteExpandApply NowActive JobUpdated 20 days ago - UpvoteDownvoteShare Job
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May study and test for additional licenses (Series 7 and Series 66) once the minimum licensing requirements are met. For the following states where hired, FINRA Series 65 (or equivalent) will also be required to be completed within a specified period: AK, AL, CT, DE, HI, IA, ID, IN, KS, MD, MI, MN, MS, MT, NC, ND, NE, NM, OR, SC, SD, TN, TX, UT, VA, WA, WI, and WY. The State of WY permits referral-only licensed bankers to receive the IAR registration without completing the Series 65/66 exam requirement.
ExpandApply NowActive JobUpdated 2 days ago - UpvoteDownvoteShare Job
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While licensing is preferred, it is not required for this role, Charles Schwab will support employees in this role in obtaining and/or holding the Series 7 and 63/66 licenses. Although licensing isn't required for the role, Schwab will support you to become licensed in the Series 7 and 63/66 if that is in line with your career goals.
Full-timeExpandApply NowActive JobUpdated 1 month ago - UpvoteDownvoteShare Job
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Then you will be required to obtain FINRA Series 7 and 66 registrations on your own timebut no later than within 240 days of joining. Wealth Management Associate - WA, Bellevue (5037) ( 230000GL.
ExpandApply NowActive JobUpdated 11 days ago - UpvoteDownvoteShare Job
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Active Series 7 (GS), and Series 66 (AG/RA) or Series 63 (AG) and Series 65 (RA) Active Series 7 (GS), and Series 66 (AG/RA) or Series 63 (AG) and Series 65 (RA.
Full-timeExpandApply NowActive JobUpdated 9 days ago - UpvoteDownvoteShare Job
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Required: FINRA Series 7/66, or 63/65 combo. Required: FINRA Series 7/66, or 63/65 combo. Partner and influence affiliate CPAs to provide client leads for Investment Management, Life Insurance, Long-term Care Insurance, and other insurance as needed, and in Broker/Dealer business, including Retirement Plans, Annuities, etc.
RemoteExpandApply NowActive JobUpdated 10 days ago - UpvoteDownvoteShare Job
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Beginning October 1, 2018, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required), and Life licenses are required. You will be making the lives of customers easier by sharing and setting up self-service options to access their accounts 24 hours a day/ 7 days a week.
ExpandApply NowActive JobUpdated 2 days ago - UpvoteDownvoteShare Job
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Willingness to obtain Series 7/66 securities licenses. Willingness to obtain Series 7/66 securities licenses. We are seeking a full-time, detailed-oriented Client Service Associate to join a high growth financial.
Full-timeExpandApply NowActive JobUpdated 25 days ago - UpvoteDownvoteShare Job
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FINRA Securities Industry Essentials Examination, Series 7, 63 and IAR (65/66 or appropriate designation) registrations or obtained in 60 days or employment. TruStage is a place where everyone can bring their best self and thrive.
Full-timeRemoteExpandApply NowActive JobUpdated 1 month ago - UpvoteDownvoteShare Job
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If you do not have the following, you will be required to attain them under the sponsorship of Equitable Advisors: state life and health licenses, FINRA Series 7 and 63/66 registrations.
ExpandApply NowActive JobUpdated 11 days ago - UpvoteDownvoteShare Job
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Active Series 7, 8 (or 9 and 10), 66 (or 63 and 65) and 3 registrations (Series 31 acceptable if branch conducts managed futures business only) Financial Advisors, Branch Support Staff, and in some circumstances Resident Manager and/or Producing Branch Managers.
Full-timeExpandApply NowActive JobUpdated 3 days ago - UpvoteDownvoteShare Job
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Series 7 and 66 (63/65) required. Three or more years of investment sales experience. 3 retirement programs: a 401(k) with a 4% match, a cash balance pension plan, and a pension enhancement plan.
Full-timeExpandApply NowActive JobUpdated 5 days ago - UpvoteDownvoteShare Job
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Series 7 and series 66. Ensure appropriate documentation related to KYC/ AML from the client and ensure all aspects of client records and documentation are completed and updated.
$88,400 - $140,400 a yearFull-timeExpandApply NowActive JobUpdated 3 months ago - UpvoteDownvoteShare Job
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FINRA series 7 & 66 (or combination of series 63 / 65) and Life, Health & Accident Insurance are required. FINRA series 7 & 66 (or combination of series 63 / 65) and Life, Health & Accident Insurance are required.
ExpandApply NowActive JobUpdated 3 days ago
series 7 66 jobs in Bethesda, MD
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