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Personal responsibility and accountability to ensure FINRA compliance in the Institutional Broker Dealer. Bachelor’s degree and ten (10) years' financial services industry experience with significant experience in senior level roles in broker dealer compliance or in lieu of degree a combined minimum of 14 years higher education and/or work experience including 10 years’ financial services industry experience with significant experience in senior level roles in broker dealer compliance.
$229,962.03 a yearFull-timeExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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Aids the other members of the Bermuda Compliance team including the Senior Compliance Consultants, Compliance Director and/or Chief Compliance Officer. Strong technology skills including knowledge of applicable Compliance or business systems.
$155,385 a yearFull-timeExpandApply NowActive JobUpdated 16 days ago - UpvoteDownvoteShare Job
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Work closely with Distribution Compliance team and utilize understanding of anti-money laundering, the USA Patriot Act, and OFAC regulations in performing day-to-day responsibilities. We are currently seeking candidates for a Compliance Analyst opportunity with a highly successful and well-respected Investment Management firm located in Boston, MA. The Compliance Analyst will work closely with Corporate Compliance, Distribution Compliance, and Code of Ethics teams, and will be responsible for data management, researching and resolving discrepancies, and performing reporting.
$25 an hourExpandApply NowActive JobUpdated 4 days ago - UpvoteDownvoteShare Job
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Policy and Procedure Review and Development Under the direction of the 340B Program Manager, the 340B Compliance Technician works with the PIC’s to review and improve processes in workflow with regards to 340B integrity.
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Familiarity with programming for data analysis; ideally Python, SQL, or R.Experience working hands-on with other cross-functional team leaders, such as lawyers, engineers, product managers, data scientists and operations teams in improving compliance processes and systems.
$192,500 a yearFull-timeExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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Reporting to the Chief Operating Officer, the Vice President and Chief Compliance Officer is primarily responsible for overseeing health care compliance at Dana-Farber and development of a compliance program that ensures compliance with all major laws, regulatory requirements, policies, and procedures relevant to health care providers.
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As an Anti-Money Laundering (AML) Compliance Senior Manager, you will lead the AML program strategy, including reporting, advisory, and governance, to ensure industry-leading performance and compliance with all regulations.
$189,600 a yearFull-timeExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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The Chief Financial Officer (CFO), provides executive leadership and oversight for all financial operations of North End Community Health Center, Inc.(d.b.a. NEW Health). Possess a strong understanding of Internal Revenue Service (IRS) regulations, ensuring compliance with tax-related requirements and maintaining fiscal responsibility within established legal frameworks.
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Reporting to the Senior Director of Individual Giving, this position will work closely with the Nicholas President and CEO, Vice President of Development, Major Gifts Officer and Board, and volunteer leadership to achieve annual fundraising goals and build a pipeline of major and legacy donors to position BGCB for ambitious revenue growth over the next five years.
$110,000 a yearFull-timeExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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We are seeking a Director, Pharmacovigilance and Drug Safety (Operations & Compliance) to join our team. Monitors and ensures compliance with worldwide regulations, safety reporting to RAs, Investigator/ECs, and Business Partners adhering to regulatory reporting timelines, workflow deliverables, and KPIs for DSPV (including generation of Compliance Reports for the respective activities.
$239,500 a yearFull-timeExpandApply NowActive JobUpdated 1 month ago - UpvoteDownvoteShare Job
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As a member of the SSGA senior most Operating Group, Executive Management Group and Senior Leadership Team as well as the Corporate Compliance function, provide collaborative compliance technical advice and consulting as a subject matter expert to the SSGA Chief Executive Officer, Global Corporate Chief Compliance Officer, and advisors across all SSGA functions, including sales, product, broker-dealer, investments, and trading.
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The Tufts Investment Office, located in downtown Boston, oversees three distinct pools of capital, incorporating endowment and other long-term assets critical to the university, and is led by Chief Investment Officer Craig Smith.
$228,050 a yearFull-timeExpandApply NowActive JobUpdated 2 days ago - UpvoteDownvoteShare Job
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PSO's are non-sworn departmental members and are assigned to both patrol and dispatcher functions.
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The Public Safety Officer shall document all incidents and inform Public Safety Dispatcher and/or Management of all actions taken. The Public Safety Officer performs access control in accordance to University and Department Policies.
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Reporting and compliance with the Sarbanes-Oxley Act, Foreign Corrupt Practices Act (“FCPA”) and federal securities laws. Evaluating compliance with rules and regulations of the FCPA, Sarbanes-Oxley and the federal securities laws.
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Title: compliance officer Company: California Department Of Insurance in Boston, MA
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