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Minimum of 5 years of experience in Brokerage Operations, Broker Dealer Compliance, and Client Support for Broker Dealer activities. Review and approve new account documentation and transactions including Transfer of Assets, New Accounts (DVP/RVP, Prime Broker, Non-Prototypes, Charitable Organizations, Trusts & Estates, etc.
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A Strategic Portfolio Manager: you'll ensure a profitable book of Property and Casualty insurance by writing new accounts with varying premiums and complexity, while successfully growing agent and broker relationships.
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We are looking for a VP, CCO, for our Broker-Dealer and Registered Investment Advisor located in the Soho, NY area. Develop, implement, and maintain Forge’s broker-dealer and RIA compliance programs.
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Coordinate logistics needs with external customs broker, freight forwarder and drayage carrier. Review import broker/custom documentation (knowledge of HTS codes is helpful but not required) on a regular basis.
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WSS has offices in New York, NY; Jersey City, NJ; Stamford, CT; Boston, MA; Philadelphia, PA; Miami, FL; Houston, TX; Los Angeles, CA; and Boulder CO. WSS is an industry leader in securities litigation and regulatory defense for broker-dealers, financial professionals and registered investment advisors.
$105,000 - $140,000 a yearFull-timeExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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Oppenheimer & Co. Inc. (Oppenheimer) is a leading middle-market investment bank and full service broker-dealer. With roots tracing back to 1881, the Company is engaged in a broad range of activities in the financial services industry, including retail securities brokerage, institutional sales and trading, investment banking (both corporate and public finance), equity & fixed income research, market making, trust services and investment advisory and asset management services.
$55,000 a yearExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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The Insurance Underwriter is responsible for reviewing, underwriting, and rating broker submissions for new and renewal business. The Insurance Underwriter is responsible for reviewing, underwriting, and rating broker submissions for new and renewal business.
$90,000 - $120,000 a yearFull-timeExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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Licensed United States Customs Broker (United States) Licensed United States Customs Broker (United States) Minimum 10 years of previous Customs Brokerage experience. Full knowledge of US Customs classification practices.
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Burns & Wilcox, the flagship organization of H.W. Kaufman Group, is North America's leading wholesale insurance broker and underwriting manager. Burns & Wilcox, the flagship organization of H.W. Kaufman Group, is North America's leading wholesale insurance broker and underwriting manager.
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As a state-licensed insurance broker, you will have the chance to help families with various financial services, including 401K rollovers, annuities, life insurance, living benefits, death benefits, student loan debt settlements, and more.
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As a not-for-profit entity, FINRA (Financial Industry Regulatory Authority) operates under the oversight of the SEC and sits at the nexus of broker-dealers, policymakers and investors. Train and mentor other attorneys, regulatory analysts, legal assistants, and administrative assistants in OGC.Education/Experience Requirements:Law degree from an accredited law school, admission to a bar, and a minimum of 6 – 8 years of directly related legal experience.
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Partner and influence affiliate CPAs to provide client leads for Investment Management, Life Insurance, Long-term Care Insurance, and other insurance as needed, and in Broker/Dealer business, including Retirement Plans, Annuities, etc.
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They are government organized and non- profit that is overseeing the broker deals. This company is looking for an Senior Application Security Engineer to bring in ideas and passion. This is a fully remote position.
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An experienced umbrella and excess casualty broker or underwriter with a solid understanding of and relationships with insurance company management and underwriting teams/personnel. Casualty broker with 3-5 years of experience working on Umbrella/Excess placements.
$85,000 - $120,000 a yearFull-timeExpandApply NowActive JobUpdated 2 days ago - UpvoteDownvoteShare Job
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To learn more, join today, or speak to our Managing Broker, please visit our website (link below). To learn more, join today, or speak to our Managing Broker, please visit our website (link below.
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broker job in Montebello, CA
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