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Assistant General Counsel, Regulatory
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Full-time
- Does the idea of working for a regulator speak to your moral compass?
- As a not-for-profit entity, FINRA (Financial Industry Regulatory Authority) operates under the oversight of the SEC and sits at the nexus of broker-dealers, policymakers and investors.
- We're hiring an Assistant General Counsel in our Regulatory group.
- In this role you will render senior-level legal advice and support in connection with the complete life cycle of the adoption of new regulatory initiatives, and serve as subject matter resource in one or more areas of legal expertise.
- Review and draft new rule proposals with greater independence; gather and incorporate views of industry participants, other regulators, and senior staff; and prepare rule filings to the SEC.Work closely with the Office of the Chief Economist in conducting economic impact assessments of rulemakings.
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