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Head of Compliance - North America
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Full-time
- We are seeking a proven leader to oversee compliance for North America with the responsibility for setting compliance standards and enhancing the compliance framework for T. Rowe Price's investment companies, investment advisers, transfer agents and broker-dealer.
- This person will serve as Chief Compliance Officer for T. Rowe Price Mutual Funds and for the main US advisors.
- The candidate will develop relationships with key internal and external stakeholders - including regulatory and governing bodies - to ensure that T. Rowe Price's approach to compliance is proactive and preventative.
- The position will have a dual reporting line to the Fund Board of Directors for Fund CCO duties and to the Head of Global Compliance for all other responsibilities.
- The candidate is expected to help build strategic advisory capabilities across North America supporting the T. Rowe Price firm growth strategy and build a framework for consistency across the globe.
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