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Reports to: VP, Chief Compliance Officer, MLIDC and Head of Investments Core and Broker-Dealer Compliance. Reporting directly to the VP, Chief Compliance Officer of MLIDC and Head of Investments Core and Broker-Dealer Compliance, the Broker-Dealer Compliance Officer will be responsible for working with the Senior Broker-Dealer Compliance Officer who is responsible for building, overseeing, and performing requirements to support the compliance program for MLIDC, MetLifes insurance broker-dealer.
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Past experience should include either Wholesale Broker or MGA experience. We are searching for candidate(s) who have demonstrated success in the wholesale industry or MGA and offering $140,000 as a salary, plus a lucrative commission structure.
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You hold a background servicing the needs of private clients / ultra high net worth individuals as an VP / Broker. Excitingly, they have a new opportunity available as a Senior Marine Yacht Insurance Broker which could be ideal for you.
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As a Freight Broker, you will play a vital role in connecting shippers with carriers, ensuring seamless transportation of goods across the country. As a Freight Broker, you will play a vital role in connecting shippers with carriers, ensuring seamless transportation of goods across the country.
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Due to rapid growth, Novapath Supply Chain Systems is searching for multiple positions within its North American Transportation Management business unit.
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The Operations Sr Specialist will serve as the expert on all aspects of our managed account model management, trading platform, annuity operations as well as all associated custody, clearance, and order execution processing.
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5-7 years' experience in a broker-dealer compliance capacity, with specific knowledge of ECM/DCM execution processes within regulatory obligations and constraints Thorough understanding of Primary Markets and Investment banking activities Knowledge of SEC Rule 15a-6, Reg-S, Reg-M and all other pertinent Rules.
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Currently partnered with a well established Broker Dealer that is seeking a VP Broker Dealer Accountant - Legal Entity Control in their New York City office to oversee their IFRS and GAAP books and manage regulatory filings.
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Insurance Agency in Brooklyn is seeking an experienced Sales Producer.
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Real Estate Broker license. This role requires a dynamic leader who can balance team management, client relationships, and strategic partnerships to drive success in the residential real estate brokerage.
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Role Description This is a contract remote role for Freight Broker Agents. The Freight Broker Agents will also handle documentation, handle customer inquiries, and provide exceptional customer service.
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We are seeking a qualified and licensed Casualty SR Broker-SVP for a private national broker out of San Francisco (Team collaboration and excellent culture) We are seeking a qualified and licensed Casualty SR Broker-SVP for a private national broker out of San Francisco (Team collaboration and excellent culture.
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This role acts as our in-house expert delivering exceptional service to our health insurance brokers and customers.
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Serve as primary point of contact for assigned regional and national carrier and broker partners acting as liaison into Renaissance as well as primary relationship manager for the business relationship between Renaissance, our member agents and our carrier and broker partners.
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We are looking to add an experienced Commercial Real Estate Mortgage Broker to its commercial real estate advisory team. Our New York office is seeking a Commercial Real Estate Debt Broker to join our team.
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buckeye job Title: broker Company: Csb in New York, NY
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