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Providing subject matter expertise and guidance on compliance with all applicable SEC and FINRA rules and regulations, including but not limited to anti-money laundering, outside brokerage accounts, outside business activities, OSJ/branch inspections, firm element continuing education, electronic communications surveillance, information barriers, restricted/watch lists, institutional research, investment banking, and institutional sales.
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In depth product knowledge of fiduciary concepts and legal policies, and tax and investment issues related to trust administration. This individual participates in the collaborative and team-centric approach to client servicing across the Wealth Management division by interfacing with Private Advisors, investment advisors, trust clients, trust beneficiaries and other interested parties and advisors.
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YOUR IMPACTGoldman Sachs Trust Company (GSTC) has an opening for a Fiduciary Income Tax Manager who will work directly with our Chief Fiduciary Officer (CFO), Trust Officers (TOs), Investment Officers and Infrastructure Team to deliver a superior experience for our clients, while reducing risk by ensuring adherence to our responsibilities as a professional fiduciary.
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House Buyers of America is a residential real estate investment company founded in 2001 and headquartered in Tyson's Corner, VA. We buy, renovate, and resell a high volume of homes offering a guaranteed, fast, and hassle-free sale to people who want to sell their house without paying a Realtor commission.
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Participate in various committees, audits and examinations, as well as test the processes and infrastructure for the broker dealer and investment advisor that facilitate Invest activities through the administration and maintenance of the Risk Assessment and Annual Reviews.
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The Client Service Associate will partner with the Centralized Investment Operations team as well as West Coast Wealth Advisors to ensure clients receive high touch service and their financial transactions/money movements are processed in a timely/accurate manner.
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Demonstrate strong technical knowledge of brokerage or investment operations. Maintain awareness of industry changes and how they impact Corporate Actions, Global Investment Operations and BlackRock.
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You will provide back-office investment and accounting support including: creating morning investment and borrowing positions for portfolio mangers; daily trade settlements with custodian banks, preparation of wire transfers; accounts payable; performing monthly accounting entries, and assisting in the month-end close process, including preparing investment rollforwards, and other month-end reconciliations.
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Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.
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Communicate with investment advisors, portfolio managers, and financial advisors regarding investment matters and liquidity needs. Key Responsibilities:Work with clients, their attorneys and other professional advisors including co-trustees, investment advisors, accountants, distribution advisors, and protectors to understand the comprehensive estate plan.
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Wells Fargo is seeking a Lead Technical Solutions Consultant (Lead Business Execution Consultant) on the Merchant Services Business Transformation team as part of Consumer Lending. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions.
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Our Consumer & Community Banking division serves our Chase customers through a range of financial services, including personal banking, credit cards, mortgages, auto financing, investment advice, small business loans and payment processing.
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Success is accomplished through developing and expanding advisor relationships, providing outstanding investment sales training & assistance and executing product sales programs and strategies.
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Marshall Dennehey supports and encourages workplace diversity and we are an Equal Opportunity Employer AA/M/F/D/V. The firm’s investment in this arena has been observed by numerous publications and we were honored with a 2022 “Tipping the Scales” recognition by the Diversity & Flexibility Alliance.
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The incumbent will manage personal accounts and relationships; in conjunction with Team Leader, together ensuring completion of all tasks necessary for proper risk-adverse administration of trust, investment management, custody, or IRA accounts.
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investment job Company: Wells Fargo in Penns Grove, NJ
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