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We are a seeking a Senior Compliance Officer experienced in broker dealer compliance functions that support the Operations, Finance, and Information Technology departments. Description D.A. Davidson & Co. is a leading financial services firm providing wealth management, financial planning, investment banking, and public finance services to a client base that includes individuals, corporations, institutional clients, and governments.
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Maintain Top 20 prospect list of account in coordination with dealers/cooperatives in the marketplacePlan, lead, and execute on feeder meetings to sell new customers in the dealer/cooperative's marketConduct feeding trials, collecting proof data to utilize in selling other prospectsUtilize SalesForce to log all sales activities and submit weekly reportsExperience-Education: Bachelor's degree in Animal Science or other related agriculture field preferred.
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We provide comprehensive, independent, and objective wealth transfer planning advice, and help clients make more informed, strategic decisions relevant to their personal financial comfort, business and investment needs, family legacy, and charitable giving during their lifetime and through estate planning.
$63,420 - $126,620 a yearFull-timeExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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Responsible for the global oversight and coordination of 2nd line of defense activities and programs related to third-party risk management, and serves as the primary advisor on third-party risk management to segment Chief Risk officers.
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The IAM Analyst has experience with IAM technologies and approaches including Privileged Identity Management, Identity Management Governance, single sign-on, multi-factor authentication, & directories.
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Wells Fargo is seeking a Lead Data Product Management Consultant to work in the Consumer Data Products (CDP) group within Consumer Data, Analytics, & Artificial intelligence as part of Consumer and Small Business Banking (CSBB.
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Engage with key regulatory agencies, including the Federal Energy Regulatory Commission, U.S. Fish and Wildlife Service, U.S. Army Corps of Engineers, National Marine Fisheries Service, Environmental Protection Agency, Federal land management agencies, and State Historic Preservation Offices.
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Palo Alto Networks with NextGen features including: App-ID, User-ID, Content-ID, DeviceID, URL Filtering, Threat Prevention, Wildfire, Zones, Security Policies, Security Profiles, Inbound/Outbound SSL Decryption, File Blocking, or Data Filtering/DLP, DAG/DUG, EDLs, NAT/PAT, Virtual Wire, Virtual System (Vsys), Panorama centralized management, Prisma Cloud and Global Protect.
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Solution and/or process experience with one more of the following ServiceNow Applications: IT Service Management (ITSM), Project Portfolio Management (PPM), DevOps, Agile, HR Service Delivery (HRSD), Governance Risk and Compliance (GRC), Security Operations, IT Operations Management (ITOM) including Cloud Management, Event Management, Infrastructure Discovery/Mapping.
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You’ll partner with local Avnet branch FAE's and Account Managers, along with NXP sales management, to identify new customer projects in: automotive motor drive applications; battery management systems; vehicle gateways; safety management controllers; and industrial safety applications, to define and execute the account sales strategy, and maintain support throughout the customer’s product development cycle.
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Use your skills, experience, and talents to lead research in the Vendor Management space as you conduct and synthesize research projects, such as: in person moderated testing, remote moderated & unmoderated testing, surveys, heuristic reviews, benchmark studies, concept testing, online & in-store intercepts.
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Loan Agency Relationship Management Director Physical Requirements/Special Demands. Loan Agency Relationship Management Director Required Qualifications & Skills. The Loan Agency Relationship Management Director works in SRSA’s Loan Agency department and manages client relationships and daily administration of assigned Loan Agency accounts.
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Assists with management of DoD SAPF and SCIF environments based on experience and knowledge of implementing a multi-disciplined security program (access control, personnel security, physical security, OPSEC, COMSEC, etc.
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Prepares audit reports and conducts meetings with various level of Bank management to effectively communicate audit results and recommendations with support from Auditor in charge and/or Audit management.
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Experience in omni-channel production infrastructure supporting video, digital and print including DAM (Digital Asset Management), production workflow management, rights management, and analytics.
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wealth management broker dealer jobs in Minneapolis, Lawrence, New Jersey
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