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Certified Financial Planner (CFP) - Issuing Authority, Series 07 - FINRA, Series 63 - FINRA, Series 65 - FINRA, Series 66 - FINRA. FINRA Series 7 & 63 licensed; Series 65 or 66 licensed and appropriate state registrations OR ability to acquire series 65/66 upon hire.
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Series 63 Series 65 Series 66 Series 6 Series 7 CFP CFA None What is your ZIP Code? Series 63 Series 65 Series 66 Series 6 Series 7 CFP CFA None What is your ZIP Code.
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SRC Indicator: Series 7; Series 63; Series 65; Series 66. SRC Indicator: Series 7; Series 63; Series 65; Series 66. For Applicants of Nuveen residing in Europe and APAC, please click here.
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FINRA SIE, Series 7, Series 9/10 or Series 24 licenses required. Series 27 preferred, or willingness to obtain within six months of accepting position. FINRA SIE, Series 7, Series 9/10 or Series 24 licenses required.
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We are a seeking a Senior Compliance Officer experienced in broker dealer compliance functions that support the Operations, Finance, and Information Technology departments. Must have a strong understanding of a firm back-office and financial reporting functions such as reserve formula, FOCUS report, possession and control, stock record, general ledger, trade blotters, margin requirements, time critical regulatory functions (e.g., buy-ins, sell outs), record retention, access control procedures, and cybersecurity.
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Working knowledge and proficiency in operating AVL equipment (i.e. Yamaha CL series, GrandMA3 series, ProPresenter 7, Ross Carbonite Solo, etc.) Equipment: General on-site maintenance of equipment, reporting to the Worship Leader and Production Manager of any equipment repair or purchasing needs.
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Certified Financial Planner (CFP) designation; additional certifications Chartered Financial Consultant (ChFC), Personal Financial Specialist (PFS), Chartered Financial Analyst (CFA), Chartered Investment Consultant (CIC), or Series 65 (S65) would be considered.
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During this time, we'll also host weekly town hall meetings, social sessions, office hours, and speaker series with industry experts and Antler advisors. We lower the barriers to entrepreneurship by helping you find the right co-founder, test and validate your ideas, and provide a transparent, streamlined path to funding.
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Active Series 7, 63 & 65 (or Series 66) or the ability to obtain within 120 days. The Structured Products and Alternative Investments Sales Consultant is an internal sales support position with the primary responsibility to use technical expertise to help advisors with a variety of products (e.g. structured products, private equity, hedge funds, managed futures, tax advantaged solutions, etc.
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Series 7; Series 63/65 or 66; and Series 9/10 or Series 24. Series 7; Series 63/65 or 66; and Series 9/10 or Series 24. The Senior Manager, Control Testing and Management will be responsible for designing, implementing, and executing the RBC Wealth Management-US (WM-US) control testing and management program in accordance with the RBC Internal Controls Management Policy (ICMP) and other Enterprise risk frameworks and standards.
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Follow-up Evaluation - Unless alternative arrangements are arranged with the referring service, a Board-Certified Radiation Oncologist must see each patient at least one (1) time following the radiation therapy treatment courses as medically indicated within 30-120 calendar days of the end of a treatment series.
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As part of our ongoing efforts to protect the wellbeing of our teams and to provide a safe and healthy environment for the residents and communities we serve, all Ebenezer employees are required to receive the COVID-19 vaccination series.
$105,000 a yearFull-timeExpandApply NowActive JobUpdated 1 month ago - UpvoteDownvoteShare Job
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Cisco ASR/ISR routers, SDWAN with Cisco/Viptela vEdge/cEdge routers, Cisco Catalyst 9000/4500 series switches, Cisco Wireless Controllers, F5, Palo Alto, Cisco DNAC, Automation (Python/Ansible.
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Progressive experience in the financial services industry, with knowledge of industry processes, including qualitative analysis and quantitative research, demonstrated success in directing and leading projects and initiatives.
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FINRA Licenses - Series 63, Series 79, SIE. At least 3 years of investment banking, private equity, or transaction advisory experience with a focus on Mergers & Acquisitions. 4 or more years of M&A investment banking, private equity, or transaction advisory experience within the healthcare space.
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series job in Hopkins, MN
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