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Beginning October 1, 2018, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required), and Life licenses are required. Your continued employment in this position would be contingent upon compliance with Truth in Lending Act/Dodd Frank Loan Originator requirements.
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Series 7, Series 24 and Series 65/66. Strong knowledge of broker-dealer regulatory issues, and Ameriprise Financial compliance policies and procedures. Our unwavering focus on our clients and strong financial foundation connects each of our unique businesses - Ameriprise Financial Services, Columbia Threadneedle Investments and RiverSource Insurance and Annuities.
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A valid and active Series 66 (63/65) license required ( license(s) may be obtained under a condition of employment ) A valid and active Series 7 license is required ( license may be obtained under a condition of employment through Branch Network Licensing Program.
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Licenses SIE, Series 7TO, Series 63, Series 24 (Series 16, 86/87, 57 also a plus but not required) Someone with applicable experience in other parts of the business Equity Sales and Trading, Institutional Brokerage, Equity Research, Investment Banking (some but not all are necessary would need to be able to get up to speed fairly quickly on unfamiliar territory.
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The RVO Health Prevention Team works on a series of beneficial coach-led health programs like weight loss, diabetes, hypertension, smoking cessation, and behavioral health programs like Sleep Well and Stress Less. The team develops and supports mobile apps (iOS and Android), web programs, and backend infrastructure to make these programs a reality.
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Individuals with terminal degrees will be hired in the Lecturer job series. Teach graduate and/or undergraduate students in applied lessons such as violin, piano, percussion, viola, clarinet, etc.
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Series 7, Series 63 and 65/or 66 registrations and life, variable life, health and disability licenses. The Wealth Management Associate in the affluent segment p. rovides sales, processing, operational, administrative, and customer service support to the U.S. Bancorp Investments Wealth Management Advisor team with responsibilities for meeting the needs of the client in Wealth Management group.
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According to the CDC, an individual has been “fully vaccinated” two weeks after their second dose in a two-dose series (such as Pfizer, Moderna, or Oxford-AstraZeneca), or two weeks after a single-dose vaccine (such as Johnson & Johnson.
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Series 6 & 63 preferred, or Series 7. Promote and facilitate life insurance, LTC, DI, and fixed, fixed index annuity sales by advisors. We are seeking a Sr. Advisor Consultant to join the team within Highland Capital Brokerage, a member of Advisor Group.
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FINRA certification SIE, Series 7 and Series 63 are required within 90 days of employment. Work with internal back office/trade settlement areas to address any issues related to the timely settlement of all taxable fixed income trades.
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The U.S. Centers for Disease Control and Prevention have determined that for purposes of travel into the United States, vaccines accepted will include current FDA approved or authorized vaccines (i.e., Pfizer, Moderna, or Johnson & Johnson), and World Health Organization (WHO) emergency use listed (EUL) vaccines (e.g., Oxford-AstraZeneca.
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Registration as a licensed FINRA Registered Representative (SIE, Series 6/7 or equivalent license, and Series 63 if applicable), Registration as an Investment Advisor Representative (Series 65/66), Registration as a FINRA Securities Principal (Series 24/26.
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Produce and edit videos pivotal to our communication strategy, including content for our flagship podcast series, Adventure Ted Chats. This series features our Founder/CEO interviewing luminaries about their defining challenges and insights, drawing parallels with the adversities faced by our young beneficiaries.
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Our hiring process moves quickly and consists of several stages for candidates who capture our attention with their initial submission, sometimes including but not limited to a short preliminary phone interview, a series of video interviews, and a short take-home exercise which you'll have up to a week to complete.
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We represent a variety of clients across a series of practice groups: Banking and Finance, Business Litigation, Corporate and Estate Planning, Commercial Real Estate and Family Law. We represent a variety of clients across a series of practice groups: Banking and Finance, Business Litigation, Corporate and Estate Planning, Commercial Real Estate and Family Law.
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series job in Hopkins, MN
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