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The Sr. Regulatory Specialist, LATAM will prepare and submit regulatory compliance documents with regulatory authorities, and advise on regulatory affairs that stem from the U.S. Company's activities in the Latin American (LATAM) region.
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Focus on financial organizations that address SEC, CFTC, FINRA, NFA OCC and other regulatory requirements for retail and institutional broker dealer compliance, capital markets, banking, swap dealer trading, investment management, and investment advisor compliance.
$120,500 a yearFull-timeExpandApply NowActive JobUpdated Yesterday - UpvoteDownvoteShare Job
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The group works globally across the Commercial and Investment Bank (CIB) to advise internal stakeholders and clients on the impact of AML regulatory requirements, expectations, firmwide policies and how to balance these while delivering on the firm's priorities.
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Preferred] Experience in Financial Services/Security Industry and working with regulatory organizations such as: Securities and Exchange Commission (SEC), Commodity Futures Trading Commission (CFTC), Financial Industry Regulatory Authority (FINRA), Federal Reserve.
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Our team, including scientists, engineers, regulatory specialists, and finance experts with subject matter expertise across the domain of ESG, is adept at helping clients develop a comprehensive and pragmatic ESG strategy, implement actions to manage and build resilience to ESG risks, measure progress toward ESG goals, and report progress to a diverse audience of stakeholders.
$146,600 - $168,000 a yearFull-timeExpandApply NowActive JobUpdated Yesterday - UpvoteDownvoteShare Job
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Ensure compliance with all applicable regulatory safety standards in the laboratory departments, including cell culture, molecular, NGS, histology, biorepository, and nucleotide extraction laboratories across 3 sites.
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Prior experience managing legal and compliance teams, preferably with a broker dealer, self-regulatory organization, or a federal securities or commodities regulator. Provide strategic regulatory, legal, and compliance guidance to the firm’s business lines and leadership team.
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Professional certifications (e.g., CPA, CISA, CIA, ACA, ACCA) and/or an MBA along with demonstrated technical abilities in select areas (e.g., accounting, regulatory compliance, etc.) Responsible for staying current on regulatory rules and changes within the industry.
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8 years of experience in drinking water treatment with at least 4 years in water quality and treatment (water quality analysis, treatment evaluations, process design, regulatory compliance assessments, distribution water quality analysis, etc.
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6+ years of risk management program experience in the areas of operational risk, regulatory compliance risk, or enterprise risk. Maintaining regulatory compliance in a complex environment.
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Knowledge of regulatory requirements and ethical standards governing survey research in healthcare, including HIPAA and IRB guidelines. Advanced degree (e.g., PhD, MD, MPH) in public health, epidemiology, biostatistics, health services research, or a related field.
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Provides leadership and directs the Human Resources Business Partner in the administration and delivery of HR programs and services in areas to include: workforce planning, talent acquisition and onboarding; labor/employee relations; professional development; performance management; and regulatory compliance.
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Credit Data & Reporting - Monitor reports and support data cleanup for system accuracy related to SOX, CECL, and other risk and regulatory controls. Overview The Credit Enablement Associate II is a member of a dynamic team empowering FCB's credit functions across multiple verticals.
$86,925 - $150,670 a yearFull-timeExpandApply NowActive JobUpdated 2 days ago - UpvoteDownvoteShare Job
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2 years working in client-lifecycle functions (e.g., client onboarding, know your customer, client due diligence, anti-money laundering, financial crimes) or client-regulatory initiatives. eClerx provides business process management, analytics, and automation services to a number of Fortune 2000 enterprises, including some of the world's leading companies across financial services, cable & telecom, retail, fashion, media & entertainment, manufacturing, travel & leisure, software and high-tech.
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This role reports to the company’s Executive Vice President of Regulatory Strategy & Government Affairs and focuses on legislative, regulatory, and policy initiatives across the nation by working cross-functionally with the regulatory compliance, legal, corporate communications, investor relations, operations, finance, and marketing departments to understand the company’s global regulatory and policy goals.
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regulatory job Title: sr regulatory affairs associate Company: Kelly Services in Chicago, IL
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