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RegulatoryServe as the primary liaison between Ergonia Holdings and external regulatory counsel, and coordinate and communicate regulatory advice from external counsel to internal stakeholders.
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Partners with Sr. Privacy Counsel, Cyber Security, IT, Regulatory Affairs and Enterprise Risk Management to help manage privacy risk exposure. Partners with Sr. Privacy Counsel, Cyber Security, IT, Regulatory Affairs and Enterprise Risk Management to help manage privacy risk exposure.
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Complete all paperwork and computer data entry accurately and promptly to ensure complete documentation for billing and regulatory compliance. What You Will Need for This RoleAn associate degree in electronics, mechanical engineering, or biomedical equipment technology.
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This role will focus on compliance with applicable regulatory and legal rules and requirements (i.e. SEC-Regulation SCI, CFTC-System Safeguards, etc.) as they relate to information including support of regulatory exam and Internal Audit remediation planning, tracking, and mitigation.
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Manage RAI compliance to satisfy Internal Audit, Model Risk Management, external audit and regulatory requirements. (1) development and maintenance of processes and standards critical to the team’s success; (2) project management for risk data and analytics enhancement project; (3) coordination & collaboration with others in risk management, audit, and lines of business across the 3 lines of defense to help ensure CIBC US meets relevant short-term and long-term regulatory expectations on risk analytics; (4) management of relationship and programs development with IT and corporate/enterprise data owners.
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CoreSite's Data Center Technician I will assist in the operational integrity, security, and regulatory compliance of the assigned data center. A Tier I technician will gain an on-the-job understanding of the mechanical, electrical, fire life safety, and security systems used in a data center environment including, but not limited to the following: electrical distribution and layout, transformers, PLC’s, generators, switchgear, UPS systems, STS’, ATS’ PDU’s, chilled water systems, CRAC/CRAH’s, pre-action sprinkler systems, security hardware, CCTV, monitoring, and CMMS systems.
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Understanding of global risk regulatory requirements with emphasis on US (OCC Bulletins, FFIEC, FRB, FDIC) or UK (PRA, FCA). The role will involve on-going program evolution and design, as well as, significant stakeholder management and collaboration across locations and across business units / functions as we look to evolve established programs to ensure risk management obligations while also addressing the existing and imminent cross jurisdictional regulations and regulatory expectations.
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Demonstrates extensive knowledge of, and/or a proven record of success performing in a role that emphasizes analyzing client internal control practices and evaluating client compliance with import control regulatory requirements, and some knowledge of international trade and US Customs issues, such as:Associated documentary requirements;Knowledge of the analysis of client internal control practices; and,Knowledge of valuation of client compliance with import control regulatory requirements.
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The Inpatient Coder II reflects the mission, vision, and values of NM, adheres to the organization’s Code of Ethics and Corporate Compliance Program, and complies with all relevant policies, procedures, guidelines and all other regulatory and accreditation standards.
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Preparation of program for regulatory and internal audits/examinations and timely remediation of any findings. The Associate Principal, Information Governance and Privacy (reporting to the Privacy and Data Protection Officer) is responsible for supporting the development and implementation of information governance, data protection, and privacy program.
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Education and Experience:JD preferred and eight (8) or more years of legal, compliance and/or regulatory experience in the securities and futures industries with progressive management responsibility or equivalent combination of education and experience.
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Job Description This position qualifies for a $15,000 Sign-On Bonus The Cardiac Sonographer reflects the mission, vision, and values of NM, adheres to the organization’s Code of Ethics and Corporate Compliance Program, and complies with all relevant policies, procedures, guidelines and all other regulatory and accreditation standards.
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The Project Developer will be responsible for the completion and management of all project development activities including project/site selection and contracting, permitting, land acquisition rights, qualification for applicable incentive programs, interconnection application and process, regulatory issues, problem resolution, and support due diligence and valuation efforts for potential transactions.
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This role will lend support and serve as a back up to the senior fee reconciliation specialist of the team and help ensure that the firm remains compliant with exchange regulatory requirement related to exchange fees and to operate efficiently and effectively in the market.
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Stay abreast of legal and regulatory developments relevant to leveraged finance transactions, including changes in banking laws, securities regulations, and industry best practices. Liaise with regulatory and compliance counsel to ensure compliance with applicable laws and regulations.
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regulatory job Title: sr regulatory affairs associate Company: Kelly Services in Chicago, IL
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