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Associate Principal, Business & Risk Auditor
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Full-time
- Preferred] Experience in Financial Services/Security Industry and working with regulatory organizations such as: Securities and Exchange Commission (SEC), Commodity Futures Trading Commission (CFTC), Financial Industry Regulatory Authority (FINRA), Federal Reserve.
- Preferred] Proficiency using Archer or other audit or Governance Risk and Compliance (GRC) software
- Bachelor’s degree (or equivalent) in Accounting, Finance, Business Administration, or related field
- Preferred] one of the following or equivalent certifications: Certified Financial Services Auditor (CFSA), Certification in Risk Management Assurance (CRMA), Certified Internal Auditor (CIA), Certified Public Accountant (CPA)
- The Options Clearing Corporation (OCC) is the largest equity derivatives organization in the world.
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