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Provides strategic advice on complex reporting and technological issues, and problems raised by the RSM team, Regulatory Operations teams, RSA Exchanges, and other FINRA customers, as applicable, in coordination with Regulatory Operations staff, including monitoring and resolving such issues.
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Reports to: Executive Vice President and Managing Director, Chief Counsel, Head of Global Regulatory Affairs. Position Title: Counsel/Senior Counsel, Regulatory Affairs (position title and compensation is commensurate with experience.
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As a member of the Risk & Regulatory Advisory team, you will advise financial institutions on a broad range of credit risk management topics including organization and governance; credit process optimization; risk rating model design, build and implementation; credit regulatory assessments; and Current Expected Credit Losses (CECL) process and tools.
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If you have six plus years of experience working with healthcare and/or life sciences clients on compliance issues with fraud and abuse laws and regulations, together with working knowledge of FDA regulatory requirements and Medicare and Medicaid payment rules, and experience related to internal investigations and responses to the HHS Office of Inspector General (OIG) and U.S. Department of Justice (DOJ), we would be interested to discuss this career advancing opportunity with you.
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Specific experience advising biopharmaceutical companies on FDA regulatory legal issues including manufacturing, quality, and supply chain requirements (e.g., GMPs, DSCSA, inspection-related issues), FDA's regulation of digital health products and artificial intelligence and/or Hatch-Waxman and BPCIA is preferred.
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The successful candidate will work collaboratively with the dynamic Federal Legislative Affairs team, as well as regulatory and business teams, to develop policy positions, formulate lobbying strategies, and coordinate Hill outreach to drive desired outcomes on critical issues.
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Significant experience and understanding in regulatory policy, government relations, and/or public affairs. As a Barclays Vice President Regulatory Policy and Government Relations, this is an exciting opportunity where you will be a key contributor in both the creation of prudential and capital markets priorities (including positions and related materials) and the delivery of engagement at various levels of government, agencies, and industry fora.
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Advise on the strategy, development, integration and expansion of the RIA Custody business, including legal and regulatory analysis of existing products and new initiatives, and provide day-to-day legal and regulatory support to the Broker-Dealer Clearing Services business, including review and analysis of clearing and account agreements and analyzing the impact of regulatory changes.
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You will work closely with members of the firm's lines of business, Legal Department, Global Government Relations and Office of Regulatory Affairs to help coordinate the firm's response to proposed rules and regulations.
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8+ years of AML, Regulatory Compliance and/or Model Validation experience in a financial services setting. RSM's AML/Regulatory Compliance group in association with our national Blockchain and Digital Assets team is currently seeking a strong resource to join our fast-growing Risk Consulting practice at the Manager level.
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Partner with a variety of Microsoft subject-matter experts (SMEs), including Commerce/Payments & FinTech, Privacy & Regulatory Affairs, Intellectual Property Group, Competition, Office of Critical Infrastructure, Office of Responsible AI, Digital Safety, Environmental Sustainability, and others, to track and interpret regulatory requirements and developments worldwide.
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Communicate with various regulatory bodies directly and through industry associations regarding changes in laws and policies that may have an impact on the business. Experience at a federal regulator or self-regulatory organization.
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Schneider Electric has an opportunity for a Manager, Regulatory Government Relations in Washington, DC. Hold a degree in Political Science, Public Administration, International Affairs, Government Relations, Economics, Law, or similar.
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With respect to MicroVest, support the Compliance Officer’s oversight of MicroVest’s compliance program, support preparation of annual SEC, CIMA, and FCA filings and other regulatory filings; ensure that public filings of MicroVest and the funds are accurate and timely.
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Delivers Anti-Money Laundering/Countering the Financing of Terrorism (AML/CFT) presentations and provides guidance to a variety of audiences regarding policy, supervisory, regulatory, and enforcement matters.
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regulatory job Title: regulatory affairs specialist Company: Pwc in Washington, DC
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