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Counsel (Funds Lawyer)
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- Job Job Title:Counsel (Funds Lawyer)Department:Office of General Counsel (OGC)Reports to:SVP & General Counsel, DAI GlobalWork Location:Bethesda, Maryland or approved remote work location in United StatesPosition Overview This position is an experienced legal advisor to the General Counsel, DAI Global and other members of DAI’s senior leadership teams in all areas of responsibility.
- The funds lawyer also will provide day-to-day support to MicroVest, including portfolio management, formation of new funds, and regulatory compliance, and may serve as a member of the MicroVest senior management team.
- Advise on the various rules and regulations applicable to private fund offerings, including Regulation D, bad actor certifications, ERISA, and investor qualification requirements.
- Regulatory Compliance Ensure DAI Asset Management funds activities are compliant with all relevant regulations, including compliance manuals, accuracy and timeliness of required filings, staff training, anti-money laundering.
- Act as designated anti-money laundering (AML) for MicroVest with oversight of AML and KYC screening activities; provide direction to staff on any potential AML issues and clearance of red flags identified.
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