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Suitability Principal
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Full-time
- Team members demonstrate high levels of competence in the areas of resilience, accountability, agility, and are focused on continuous improvement and development.
- As a Suitability Principal you will effectively communicate with registered representatives, agency personnel, and internal business partners such as Compliance, Field Inspection, and Regional Supervisory Directors and provide guidance on suitability concerns and guidelines.
- Ability to effectively communicate with registered representatives, agency personnel, and internal business partners such as Compliance, Field Inspection, and Regional Supervisory Directors.
- FINRA Series 7 & 24 required at time of application
- Candidates residing within 50 miles of the MassMutual Springfield, MA office will be required to work a hybrid schedule of 3 days a week.
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