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Sr. Compliance Officer
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- The Senior Compliance Officer will assist the Compliance Program Director and Chief Compliance Officer in managing the risks associated with federal and state banking laws and regulations.
- Participate in regulatory compliance examinations performed by the OCC and CFPB. Documents results and presents to management.
- Investigate and prepare responses to audits performed by outside agencies, including the OCC and CFPB. Identify areas of potential vulnerability and risk, develop corrective action plans, and provide general guidance to address issues.
- In the absence of the Manager, Compliance or CCO, provides mentorship to others in the day- to- day operations of the department.
- Knowledge of third-party risk management and/or corporate compliance (Volcker Rule, Regulation W, FATCA) preferred.
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