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Senior Compliance Officer
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- As a direct equity manager, we design and oversee systematic, risk-controlled, active, and passive strategies, including client-directed 'Values Based' screening and the exclusive utilization of corporate DEI scores from our partner, As You Sow. Our active U.S. fixed income core strategies cover the maturity spectrum, providing an income advantage and safeguarding against downturns through the ownership of distinctive, off-benchmark securities.
- Furthermore, our Alternative subsidiary, Xponance Alts Solutions, focuses on GP Staking and Seeding initiatives for diverse and woman-led alternative managers.
- Lastly, Aapryl, LLC, our fintech subsidiary, delivers a web-based analytical platform designed to assist asset owners and advisors in portfolio, asset manager, and risk due diligence, empowering them in fulfilling their fiduciary duties.
- Xponance is looking for an ethical, teamwork driven compliance professional to provide value to the Legal and Compliance Department as its Senior Compliance Officer.
- The Senior Compliance Officer will report to the General Counsel & Chief Compliance Officer and will assist in the development and maintenance of the Firm’s compliance program and regulatory compliance requirements.
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