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Investment Regulatory Attorney / Counsel
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$260,000 - $475,000 a year
Full-time
- We are seeking to hire a qualified mid-level associate to senior-level/counsel with experience in regulatory and transactional law to work in our Washington, D.C. office.
- The ideal candidate will have 3 - 12 years (classes 2012 - 2021) of experience in advising public and private companies and investment managers on securities regulation, the Exchange Act of 1934, and the Investment Advisers Act of 1940.
- Familiarity and solid experience in advising on SEC regulatory examinations and enforcement defense, as well as conflicts of interest and disclosures are required.
- Experience with corporate governance matters, including Environmental, Social, and Corporate Governance (ESG) issues and shareholder activism (Hostile-Contested Situations Defense) are preferred.
- Having exposure to one or more of the following: capital markets transactions, venture capital, private equity, joint ventures, or mergers and acquisitions is a plus.
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