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Chief Compliance Officer
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Full-time
- Chief Compliance Officer Lime Trading Corp is a registered execution-only, agency broker-dealer focusing on supporting low latency trading activity for institutional and retail clients trading for the US markets via various APIs, front-ends, and order management systems
- Lime is a direct member of all of the US Equity Exchanges, has access to all US Options Exchanges, and multiple market makers and is currently clearing through a number of clearing firms as an introducing broker dealer.
- While the position is primarily focusing on the registered broker-dealer the individual will be expected to assist with other related projects for the firm.
- This person will be instrumental in helping keep the firm’s broker-dealer, and related regulated entities, at the peak of compliance and providing guidance and attention to the companies launching and conducting their current business model, as well as supervising a staff of Compliance professionals.
- This position offers a unique chance to get exposure to securities law, anti-money laundering law, and fintech, while learning business, compliance and legal skills invaluable to any high-growth company.
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