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Broker Dealer Controller
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$90,000 a year
Full-time
- Benefits: 401(k) 401(k) matching Bonus based on performance Competitive salary Dental insurance Flexible schedule Opportunity for advancement Paid time off Parental leave Training & development Vision insurance Compliance Exchange Group (www.cxgllc.com) is seeking an experienced Finop for its group of companies.
- The Finop will report directly to the firm’s Director of growth and Operations.
- CXG is a top-tier Principal outsourcing, and full-service compliance firm, servicing FINRA regulated broker-dealers across the U.S. We are one of the few firms that provide fully outsourced principal solutions, in addition to regulatory consulting, CCO & FINOP outsourcing, and CMA - 1017 services.
- This full-time remote position is expected to add value, work efficiently and constantly strive to improve team performance throughout their function.
- Attendance on daily ZOOM/TEAM calls and/or phone calls with team members and clients is required.
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