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4+ plus years of internal or industry experience in financial crimes, compliance, risk assessment, reporting, or data governance with a financial services company, consultancy or regulatory agency.
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Must have at least 5 years of regulatory/compliance/litigation experience; consumer financial services experience preferred. Reg Ops Legal leads significant cross-functional collaboration with other Legal teams, control function partners, senior business leaders, regulators and Corporate Tax. As a Consumer Regulatory Operations Attorney - Vice President, Assistant General Counsel on the Regulatory Operations Legal team, you will focus on regulatory compliance and operational excellence.
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GFC coordinates day-to-day implementation of the Firm's financial crime prevention efforts, including governance, oversight and execution of the Firm's Anti-Money Laundering (AML), Sanctions, Anti-Corruption and Government and Political Activities Compliance programs.
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The Governance Team with Robinhood Markets Platforms comprised of the Customer Experience and Customer Trust & Safety areas works with various Robinhood entities including the Operational and Compliance teams at Robinhood Securities, LLC ("RHS"), Robinhood Financial, LLC (“RHF”), Robinhood Crypto LLC (RHC) and Financial Crimes to drive a culture of governance and compliance that actively supports the people, process and technologies vital to our business.
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Focus on financial organizations that address SEC, CFTC, FINRA, NFA OCC and other regulatory requirements for retail and institutional broker dealer compliance, capital markets, banking, swap dealer trading, investment management, and investment advisor compliance.
$120,500 a yearFull-timeExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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As the "go-to" KYC & AML expert, this individual will partner with the legal and compliance team to build out the financial crimes department. 4-6 years' KYC/AML compliance experience at financial institution.
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The CAO role is one of a seasoned multi-disciplinary expert with extensive business and industry knowledge related to risk management and compliance focused on the execution of the Financial Crimes Compliance strategic direction.
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This role requires an individual well-versed in regulatory laws and operational compliance practices, particularly those specific to the fintech industry (banking, consumer and commercial lending, mortgage, insurance, payments, broker-dealer and investment advisory, privacy, and cybersecurity.
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Triad Financial Services is looking for a Senior Governance, Risk, Compliance (GRC) Administrator at Triad Financial. Strong knowledge of regulatory requirements, risk assessment methodologies, and compliance standards (e.g., GDPR, COSO, SOX, PCI DSS, etc.
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Present summaries of investigations to senior Global Financial Crimes and relevant Business Unit management. If you are passionate about financial crimes prevention, seeking a rewarding and dynamic career, and focused on making a difference, then GFC might be the right team for you.
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Advanced knowledge of credit union regulatory compliance and operational requirements, including depository regulations, mortgage lending regs, state and federal consumer lending and debt collection rules, regulations, and laws.
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Implements robust monitoring and surveillance systems to identify suspicious patterns and behaviors promptly Ensures compliance with applicable laws, regulations, and industry standards related to financial crimes and fraud prevention.
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Investigate complex cases of both potential money laundering/terrorist financing and financial crimes throughout the entire Associated Bank footprint utilizing an internal monitoring application, referrals from business lines, and open source intelligence such as negative media, internet research, information from peer banks, and information from law enforcement.
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This role is located in Pittsburgh, PA / Lake Mary, FL – ONSITE/HYBRID In this role, you’ll make an impact in the following ways: Development of financial crimes compliance detection rules/models for AML transaction monitoring, sanctions screening, customer risk rating etc.
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Works collaboratively with any department of UMMS and Member Organizations to research and resolve compliance investigations, including but not limited to, Member Organization Compliance Officers, Patient Financial Services, Reimbursement and Revenue Advisory Services, Health Information Management, Information Services and Technology, Case/Utilization Management, Quality, Pharmacy, Radiology, etc.
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consumer loan regulatory compliance financial crimes jobs Company: Wells Fargo Co in IN, United Kingdom
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