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Chief Administrative Officer, Financial Crimes Compliance
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Full-time
- Under general supervision, the Chief Administrative Officer (“CAO”) is responsible for ensuring that Northern Trust’s Global AML and Economic Sanctions (“Global AML”) program operates in accordance with corporate initiatives and standards.
- The CAO role is one of a seasoned multi-disciplinary expert with extensive business and industry knowledge related to risk management and compliance focused on the execution of the Financial Crimes Compliance strategic direction.
- Oversees the Risk Control Self-Assessment (RCSA) and Business Continuity Program (BCP) processes for Global AML activities.
- The role also includes carrying out complex Financial Crimes Compliance initiatives, which will require a cross-functional engagement to improve effectiveness and efficiency.
- The key responsibilities of the role include:Serves as a liaison between Global AML and corporate functions including Audit Services, Global Compliance Testing, Model Risk Management Group, Third-Party Management Office, Procurement, Global Business Continuity and Recovery Services, Operational Risk Management, and others.
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