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The Legal Officer will be a member of the executive management team and Chief Compliance Officer for the Integrity Wealth portfolio of companies (“Integrity Wealth”), and will manage regulatory compliance, align legal and compliance strategies to company-wide objectives, suggest innovative business solutions, mitigate risk, and ensure legal efficiency for Integrity Wealth.
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ISCs team of Financial Services Recruiters is partnering with a prominent global Wealth Manager (RIA) with offices throughout the U.S. The firm specializes in providing customized investment management and investment advisory services to Ultra-High Net Worth individuals, families, trusts, foundations, and endowments.
$80,000 - $110,000 a yearFull-timeExpandApply NowActive JobUpdated 7 days ago - UpvoteDownvoteShare Job
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Integrity, headquartered in Dallas, Texas, is a leading distributor of life and health insurance, and provider of innovative solutions for wealth management and retirement planning. This individual will be a seasoned leader and own corporate legal strategy, regulatory compliance oversight, and legal matter management for Integrity Wealth, focusing on managing legal and compliance matters in collaboration with the parent company's legal team and the Integrity Wealth business executives.
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Our omnichannel platform helps provide life and health insurance and wealth management services to Americans to fit their unique needs. Legal Officer of Regulatory Compliance & Wealth Management page is loaded Legal Officer of Regulatory Compliance & Wealth Management Apply locations Dallas, TX time type Full time posted on Posted 5 Days Ago job requisition id JR1388 Integrity is one of the nation’s leading independent distributors of life, health and wealth insurance products.
ExpandApply NowActive JobUpdated 17 days ago - UpvoteDownvoteShare Job
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Asset & Wealth Management – Associate Quantitative Strategist in Wealth Management StratsOur quantitative strategists are at the cutting edge of our business and solve real-world problems through a variety of analytical methods.
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Some of the best options include Veritex Wealth Management, Highland Capital Management, and RGT Wealth Advisors. RGT Wealth Advisors is a fee-only wealth management firm that provides personalized financial planning and investment management services.
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Wealth Management offers services through its registered broker-dealer, registered investment advisor (RIA), and insurance agency subsidiaries and is a leading U.S. tax-focused independent broker-dealer that works with a nationwide network of Financial Professionals operating as independent contractors.
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Engineer tools and services that bring unification and scale to Wealth Management division, providing data solutions that span Sales, Client Servicing, Research, Portfolio Management and Trading.
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To Apply for this Job Click Here Our client, a leader that's pivotal in shaping the future of wealth management through Fintech, is seeking a Principal Wealth Manager for thier growing team.
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Job DescriptionFX Analyst/Associate This position conducts sales, marketing and relationship management activities along with trade execution for any qualified Commercial Bank and Wealth Management customer in any Comerica Capital Markets (CCM) FX product or service.
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Develop customized financial planning and wealth management strategies aligned with client goals and circumstances. Maintain profitability of Wealth Management client relationships.
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Provide Private Wealth attorneys with assistance in the management and administration of probate matters including fact investigation, legal research, document preparation and filing, accounting preparation, liquidation and transfer of property, and overall client service.
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B. Riley operates through several subsidiaries that offer a diverse range of complementary end-to-end capabilities spanning investment banking and institutional brokerage, private wealth and investment management, financial consulting, corporate restructuring, operations management, risk and compliance, due diligence, forensic accounting, litigation support, appraisal and valuation, auction and liquidation services.
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Proactively engage other specialists within Bank of America's Private Bank to best meet client needs (wealth strategists, Office of Chief Fiduciary, etc.) Technical expertise in the areas of trust administration, fiduciary law, and estate and wealth transfer planning.
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At Gallagher Bassett, we provide a wealth of resources throughout the organization to support you in delivering an optimal client service program and ensuring an exceptional client experience.
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wealth management jobs Title: senior client Company: Charles Schwab in Dallas, TX
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