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Prior experience in compliance, product controllers, legal, regulatory, audit or risk management functions in the firm's various businesses, e.g., consumer banking, asset or wealth management and/or global banking and markets businesses.
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Plan and execute client engagements focusing Operational Risk, Operational Resilience, Regulatory Compliance, Surveillance, Conduct Risk, Third Party Risk Assessments and other risk programs.
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Conduct proactive compliance risk assessments and reviews of trading activity, strategies and business communications in order to ensure compliance with applicable rules and regulations enacted by external regulatory authorities (e.g., CFTC, FERC, and exchanges) as well as bp’s internal policies and procedures.
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Additional responsibilities include providing all necessary support to the FIU, CIU, and Sanctions organizations to ensure that the Bank is in compliance with BSA/AML regulatory requirements.
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BSA/AML Compliance Risk/Regulatory program development. Experience in BSA/AML compliance-based analysis and/or risk analysis. We are involved in complex, global and high-profile litigation, arbitration, investigations and compliance program remediations combining end-to-end risk consultative advisory, investigative and disputes expertise to deliver holistic solutions for our clients.
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Must be able to respond to and submit all regulatory requirements promptly and always ensure compliance with US regulations and internal policies. Risk | Trading Risk Management (TRM) | Regulatory Risk Manager | Location.
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The BSA Officer is responsible for the implementation and administration of all aspects of the Bank's compliance program pertaining to the Bank Secrecy Act ("BSA"), USA Patriot Act, anti-money laundering ("AML"), Counter-Terrorism Financing ("CTF"), and OFAC sanctions compliance to ensure that the Banking Department's compliance efforts are maintained pursuant to industry standard and regulatory guidance on a daily basis.
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The X-Ray Technologist is responsible for producing high quality radiographs following CityMD X-ray protocols, procedures and Department of Health regulatory compliance in an efficient and accurate manner.
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Under the direction of the Compliance Officer and Compliance Department management, the Compliance Auditor is responsible for working independently on assigned projects to ensure health plan compliance with Medicare (Part C and D), NYS Medicaid and MLTC regulations.
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Knowledge of Compliance Systems e.g. RTO Transaction Monitoring Systems, MTS OFAC Sanctions Filtering Systems. To serve as a back-up to the Executive, Compliance with sanctions and AML transaction monitoring and non-technical responsibilities.
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You will formulate, implement, and monitor FNS policies and quality assurance programs to ensure regulatory compliance across the MSK network and keep abreast of new regulatory requirements for Food Service and Clinical Nutrition.
$118,800 - $196,200 a yearExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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Actively pursue effective and efficient operations of his/her respective areas, while ensuring the adequacy, adherence to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and the Guidelines for Business Conduct.
$64,800 - $189,337 a yearFull-timeExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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Work with RED-Rochester’s wastewater treatment plant operations and maintenance teams to operate and maintain the plant to be consistently in compliance with its regulatory permits including SPDES wastewater discharge permit, Title V air permit and RCRA hazardous waste permits.
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Ten or more years of financial services credit review/credit risk management experience through: past work in credit/loan review, credit risk management, internal audit credit risk coverage, commercial loan underwriting departments at large banking institutions; regulatory agency credit review/credit risk experience; or credit review/credit risk experience at a large consulting firm.
$145,180 - $187,880 a yearFull-timeExpandApply NowActive JobUpdated 19 days ago - UpvoteDownvoteShare Job
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Experience working with regulatory approvals, including working with planning zoning as well as SEQRA compliance; experience working with NYCDOT Builders Pavement Plans and/or NYCDOB plans (site / utility / ADA compliance) is a plus.
$95,000 - $105,000 a yearFull-timeExpandApply NowActive JobUpdated Today
regulatory compliance courtroom jobs in Queens, NY
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