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The Corporate Audit Services (CAS) Senior Audit Manager – Wealth, Commercial, Capital Markets is a senior level management position that supports the Regulatory Compliance Audit Director/Senior Audit Director of the Risk Management and Compliance audit team.
$145,180 - $187,880 a yearFull-timeExpandApply NowActive JobUpdated Yesterday - UpvoteDownvoteShare Job
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Regulatory Compliance - Expertise in building and managing a cross-asset regulatory platform for Corporate & Investment Banking (CIB) business lines. Demonstrated knowledge with regulatory jurisdictions, bodies (e.g., SEC, CFTC, FINRA), regulations (e.g., Dodd Frank, EMIR), reporting requirements (e.g., Transaction, EOD Valuation etc.
$250,000 - $300,000 a yearFull-timeExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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Ensure compliance with all swap dealer financial regulatory requirements (ie CFTC, NFA). The CFO is looking for a Head of Swap Dealer Regulatory Reporting to build out a team to manage all financial reporting, reg requirements for CFTC along with monitoring all OTC derivative trade reporting as well as building out a team.
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Support the business in connection with its trading activities, including negotiation, drafting and review of necessary contractual documentation, and supporting the company’s compliance with regulatory requirements and frameworks applicable to company trading activities, including FERC, RTO/ISO, CFTC, Dodd Frank, environmental and anti-trust requirements.
$180,000 - $250,000 a yearFull-timeExpandApply NowActive JobUpdated Yesterday - UpvoteDownvoteShare Job
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Compliance Management: Ensure that the OneStream solution aligns with regulatory compliance standards, internal and external audit requirements, and industry best practices. Solution Architecture: Design and develop OneStream solutions to meet business and compliance requirements.
$145,000 - $190,000 a yearFull-timeExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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Cititec Talent has partnered with a boutique commodity trading company who looking to bring a Senior Business Analyst into the business to lead their regulatory reporting consolidation efforts, as they streamline their regulatory reporting solutions for Dodd-Frank and EMIR compliance.
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OENS uses enforcement tools within its Division of Code Enforcement, Housing Litigation Division, Emergency Operations and Enhanced Enforcement, and the Division of Neighborhood Preservation to ensure compliance with legal and regulatory obligations.
$67,983Full-timeExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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Maintain policies and procedures to reasonably ensure compliance with applicable regulatory requirements (i.e., FED, FINRA, SEC, NFA, and CFTC requirements). We are seeking a highly skilled and experienced Senior Vice President to join our team as a Front Office/First Line of Defense Regulatory Compliance Specialist within the financial markets industry.
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Leading analytics related to the BSA/AML compliance controls for regulatory examinations, tuning and optimization of controls. Partner with Compliance Program team and Compliance Product team to facilitate the dashboarding and reporting design conversations for AML, Sanctions and KYC controls.
$145,000 - $192,500 a yearFull-timeExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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Track multi-year projects in Model Risk Management including regulatory compliance programs, IT and systems development and ad-hoc projects. Extensive Project Management experience in banking especially with respect to regulatory programs (examinations, issue remediation and regular meetings.
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Ensures ongoing compliance and maintenance of NYC Health + Hospitals policies and procedures with national standards and other applicable external regulatory requirements, guidelines and accreditation authorities.
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Adhere to product regulatory compliance with the governing regulatory agencies. Responsible for maintaining daily import/export compliance operations, including creating the commercial invoice, shipment coordination, vendor invoice validation, auditing, researching, and serving as a liaison to customs brokers, suppliers,buying teams, operations and DC management.
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Ability to make, support, and defend difficult and complex regulatory/compliance decisions in a fast-paced and high-pressured environment. Provide regulatory/compliance training; assist the Business in implementing and documenting various supervisory/control mechanisms.
$125,000 - $203,000 a yearFull-timeExpandApply NowActive JobUpdated Yesterday - UpvoteDownvoteShare Job
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Ensure regulatory compliance is met per NYS DHS, NYS OTDA, NYC FDNY, NYC Dept. of Health, NYC Coalition for the Homeless, etc., is adhered to. Ensure regulatory compliance is met per NYS DHS, NYS OTDA, NYC FDNY, NYC Dept. of Health, NYC Coalition for the Homeless, etc., is adhered to.
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The Senior Director, Model Validation for Santander US Compliance models (Transaction Monitoring, Sanctions Screening, Fraud Risk, etc) will be responsible for leading the independent validation of models used by various Compliance groups in conformance with regulatory guidance on model risk SR11-07 and other regulatory requirements around Compliance models.
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regulatory compliance jobs Title: pharmacy tech Company: Abrazo Health in New York, NY
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