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The Advisory Compliance team serves as a regulatory advisory function and is responsible for overseeing the management of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as the New Product, Underwriting, Risk Management, Compliance, and Trainingcommittees.
$250,000 a yearExpandApply NowActive JobUpdated Yesterday - UpvoteDownvoteShare Job
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You will also identify and address compliance risk around business lines and control functions and partner with business and local management in managing regulatory reporting obligations.
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Finance Risk Compliance (FRC), and we give Chief Control Officers, Chief Compliance Officers, Chief Risk Officers, CFOs and their execs the sounding board they need.
$336,900 a yearFull-timeExpandApply NowActive JobUpdated Yesterday - UpvoteDownvoteShare Job
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Our consultants work closely with our clients' Compliance and Legal leadership teams, leading cross-functional initiatives around Compliance (e.g., AML, KYC, Sanctions), Data Privacy (e.g., GDPR, CCPA, LGPD), Legal Operations and Process and high-stakes projects.
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Experience with operational resiliency, third party risk management, business continuity risk management, payments risk, country risk or a combination. Professional certification such as Certified Public Accountant (CPA), Certified Internal Auditor (CIA), Chartered Financial Analyst (CFA), Certified Risk Manager (CRM), Certified Business Continuity Professional (CBCP), Certified Third-Party Risk Professional (CTPRP) or Accredited Payments Risk Professional (APRP.
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The Swap Dealer Chief Compliance Officer (CCO) is a senior compliance risk position responsible for leading a compliance program that ensures KeyBank NA (KBNA) Swap Dealer employees understand and comply with all required rules and regulations.
$235,000 a yearFull-timeExpandApply NowActive JobUpdated Yesterday - UpvoteDownvoteShare Job
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This includes negotiating and handling contracts with outside counsel and fund services like prime brokerage, fund accounting, and administration, managing internal legal and compliance, accounting, performance measurement, and establishing processes and procedures for all functional areas of the business.
$550 an hourFull-timeExpandApply NowActive JobUpdated Yesterday - UpvoteDownvoteShare Job
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Ensure training initiatives include technical aspects and are aligned with risk management and compliance goals. Collaborate with risk management and technology teams to ensure all system and process changes comply with financial crime regulations (AML, KYC, sanctions, etc.
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There are innumerable opportunities for the successful candidate to partner with clinicians and researchers across MSK to investigate new strategies for efficient screening, surveillance, early detection and risk mitigation to reduce the harms of cancer and its treatment.
$450,000 a yearExpandApply NowActive JobUpdated 2 months ago - UpvoteDownvoteShare Job
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Actively pursues effective and efficient operations of his/her respective areas while ensuring the adequacy and effectiveness of day-to-day business controls in order to meet operational risk, regulatory compliance risk, AML/ATF risk, and conduct risk obligations.
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At Deloitte Tax LLP, our Global Information Reporting team provides expertise to clients to gain a competitive advantage by properly managing tax transparency regimes, enhancing their customer's experience and deploying effective technology to facilitate compliance with FATCA, CRS and other domestic and international withholding and reporting complex rules.
$272,090 a yearFull-timeExpandApply NowActive JobUpdated Yesterday - UpvoteDownvoteShare Job
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Our spectrum of Global Information Reporting services range from FATCA, CRS, chapter 3 and 61 tax compliance globally, tax form validation services, Qualified Intermediary and Withholding Partnerships regimes, technology development in these areas, consulting services, controversy, risk management and audit readiness for these regimes.
$193,440 a yearFull-timeExpandApply NowActive JobUpdated Yesterday - UpvoteDownvoteShare Job
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The Procurement Operations and Governance Lead is responsible for supplier onboarding in compliance with JM’s third-party risk management framework. Supplier Risk and Compliance Management: Liaison for Legal for Third Party Risk Management procedure execution as it relates to GP&L.
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Representative platforms: Murex, Adenza (Calypso + AxiomSL), Risk Metrics. § Representative functions: Market risk, credit risk, liquidity risk, operational risk, model risk.
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This is a full-time on-site role for an Import Export Coordinator at American Shipping Co. Inc. in Moonachie, NJ. The Coordinator will be responsible for managing export and import documentation, coordinating shipments, providing exceptional customer service, and ensuring compliance with all relevant regulations on a daily basis.
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what lot with chief compliance risk advisors managing jobs in New York, NY
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