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Familiarity with Governance, Risk, and Compliance (GRC) technologies such as RSA Archer or ServiceNow. The Governance, Risk, & Compliance (GRC) Compliance Assurance Senior Analyst will be responsible for performing a variety of tasks within controls, issues, and certifications management.
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Proficiency in data analysis tools (, Python, R, or similar) Excellent analytical and problem-solving skills Comprehensive knowledge of at least one substantive area of compliance, such as banking regulations, anti-money laundering, or anti-corruption Added bonus if you have:Effectively communicates with all levels of technical and non-technical personnel.
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Knowledge of best practices, and surveillance procedures of securities industry compliance reviews. The individual will be joining the Compliance Surveillance team. Provide report review status updates and activities to senior compliance officers and other key stakeholders.
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Global Markets Regulatory Compliance (“GMRC”) Advisory – Americas Director is responsible for providing advice on Swap Dealer and Broker Dealer regulations (including the global impact of relevant U.S. regulations) and internal policies and procedures to internal stakeholders, including trading and sales personnel and key support functions.
$220,000 a yearFull-timeExpandApply NowActive JobUpdated 14 days ago - UpvoteDownvoteShare Job
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Consult and Advise: Provide expert advice to clients on compliance with regulatory requirements and best practices for mitigating financial crime risks. Expertise in Financial Crime: Strong background in anti-money laundering (AML), counter-terrorist financing (CTF), and fraud prevention.
$190,000 a yearFull-timeExpandApply NowActive JobUpdated 9 days ago - UpvoteDownvoteShare Job
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Even better:Relevant industry certifications ( CAMS, CRCM, CFE, CTPRP, CRVPM)Deep domain expertise in data analytics and visualization platformsIndustry experience working in consultancy practice, development of tools/systems to support scale and efficiency across enterprise risk or compliance risk management domainsImplementation experience with GRC tools ( RSA Archer, OneTrust, Protecht) in large complex organizations.
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Work closely with Risk and Compliance to develop and maintain ETF specific policies and procedures. Establish and manage external relationships across the ETF capital markets ecosystem, including Authorized Participants (APs), Market Makers, listing exchanges, and other third-party vendors.
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Relevant professional certifications, such as Certified Anti-Money Laundering Specialist (CAMS) or Certified Regulatory Compliance Manager (CRCM), are a plus. The successful candidate will report directly to the Chief Compliance Officer (CCO) and will be responsible for assisting in the development, implementation, and maintenance of our compliance program.
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The Data & Analytics department in Legal and Compliance is responsible for designing and optimizing surveillance models, approaches and tools using advanced analytical techniques like supervised and unsupervised machine learning, Natural Language Processing (NLP) and evolving techniques like reinforcement and deep learning as well as graph analytics.
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Supervise PEER Audit Manager and NDT Manager for compliance, performance and Continual Improvement (CI) in operations and non-destructive testing (NDT) processes. Supervise PEER Audit Manager and NDT Manager for compliance, performance and Continual Improvement (CI) in operations and non-destructive testing (NDT) processes.
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Furthermore, validate that the feedback / root causes from various channels is consolidated and shared within AML Compliance to allow for enhancements to Policy/Standards and Learning & Development, as necessary.
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The Assistant Manager, Trade Compliance is a member of the team responsible for the classification of the brands' SKUs, maintenance of the HTS and duty in the brand’s ERP, liaison with USCBP on issues/requests, ensuring brokers are following outlined procedures, and supporting the compliance of all regulations from USCBP and partner government agencies.
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Compliance with Hunter Douglas and Mermet policies and codes of conduct. It is essential that the PM Loom Tech spend approximately 100% of his/her time making sure all looms are in operating condition.
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Led by the most experienced team of industry experts, HedgeServ with 1,500+ professionals around the globe expertly provides customizable solutions for their clients’ risk, portfolio management, middle office, investor relations, accounting, regulatory, compliance, and tax services.
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Enforce adherence with the Good Neighbor Policy by issuing verbal and written warnings reminding clients of their compliance responsibilities regarding the facility policies. Behavioral Engagement Specialist Shelter- Fort Washington, 651 West 168th St, New York, New York, United States of America Req #1154 Tuesday, July 9, 2024 Title: Behavioral Engagement Specialist Program: Fort Washington Men’s ShelterSalary Range: $45,000 Program Overview: Fort Washington Men’s Shelter is a 200 bed 24/7 emergency shelter for homeless men diagnosed with mental illness and/or substance use disorders.
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