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Work with IT and business stakeholders to perform ongoing compliance reviews in line with security policies, regulations (SOX, GDPR), and frameworks (NIST CSF, MITRE, PCI-DSS). Expertise in industry frameworks such as NIST, ISO, MITRE, OWASP, PCI-DSS, SOX.
ExpandApply NowActive JobUpdated 5 days ago - UpvoteDownvoteShare Job
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Ideal candidates will have experience as a SOX auditor, IT risk consultant, or IT compliance in a Fortune 250 organization. Senior Lead, SOX IT Controls, will direct activities and oversee compliance for areas within the Kyndryl SOX IT compliance program.
$213,000 a yearFull-timeExpandApply NowActive JobUpdated 2 months ago - UpvoteDownvoteShare Job
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Manage the design, implementation, and maintenance of WILEY's Information Technology Compliance Programs (SOX, PCI, eCommerce and Fraud Analytics). Function as the IT liaison with senior leaders and Internal/External auditors and consultants on Information Security and regulatory compliance engagements.
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Our team is seeking an SOX IT Senior Manager with experience performing Sarbanes Oxley (SOX) compliance consulting, Internal Controls assessment, COSO consulting, control risk assessments as part of integrated audit, and other internal audit projects.
$180,000 a yearFull-timeExpandApply NowActive JobUpdated 6 days ago - UpvoteDownvoteShare Job
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These projects should be targeted to enable multiple business processes and/or source data systems to drive efficiencies and reduce redundancies supporting one or more of the following functions; internal audit, compliance, enterprise risk management, operational risk management, technology risk management, third party risk management, cyber security, business resiliency, incident management, SOX (and/or other compliance frameworks), or other business programs/initiatives.
$232,000 a yearFull-timeExpandApply NowActive JobUpdated 8 days ago - UpvoteDownvoteShare Job
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The Business Development Representative (BDR) is a high impact position that will be joining our rapidly growing sales team to help obtain new clients for our SaaS Accounting and Compliance Management Workflow Automation solution.
$85,000 a yearFull-timeExpandApply NowActive JobUpdated 4 months ago - UpvoteDownvoteShare Job
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Join the leading Digital Risk, IT internal audit and SOX service provider to the financial services industry, providing industry-focused professionals with deep knowledge in internal audit and SOX approaches/methodologies and IT controls, regulatory, privacy and security skills.
$148,900 a yearFull-timeExpandApply NowActive JobUpdated 29 days ago - UpvoteDownvoteShare Job
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Supporting external financial statement and SOX compliance engagements for application and information technology general computer controls assisting financial audit and Sarbanes-Oxley compliance teams in the identification of control objectives and the design of control procedures to address those objectives.
$185,400 a yearFull-timeExpandApply NowActive JobUpdated 2 months ago - UpvoteDownvoteShare Job
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Good experience with (or exposure to) all aspects of a Broker-Dealer Compliance program: WSPs, 3120/3130 supervisory control reviews, AML/BSA requirements, personal trading reviews, surveillance of e-communications, AdReg, continuing education etc.
$175,000 a yearFull-timeExpandApply NowActive JobUpdated Yesterday - UpvoteDownvoteShare Job
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Assist in execution, review, and implementation of monitoring controls, including SOX compliance, over accounting & operational deliverables, including the review of all monthly, quarterly and annual accounting packages, and public filings with the Fund Admin of the BDC.
$180,000 a yearFull-timeExpandApply NowActive JobUpdated 13 days ago - UpvoteDownvoteShare Job
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The IT Audit Senior Manager will be responsible for planning, supervising staff, and executing IT Audit, IT SOX, IT Risk Consulting engagements as well as support demand creation and business development efforts.
$306,128 a yearFull-timeExpandApply NowActive JobUpdated 1 month ago - UpvoteDownvoteShare Job
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Deep knowledge and understanding of FINRA and SEC broker-dealer compliance rules and regulations. 2-5 years of validated experience in broker-dealer compliance. 2-5 years of broker-dealer compliance experience.
$200,000 a yearFull-timeExpandApply NowActive JobUpdated 27 days ago - UpvoteDownvoteShare Job
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The role involves auditing several critical areas of compliance, with a primary focus on Financial Crimes, including Anti-Money Laundering (AML), Sanctions, Bribery, Corruption, and other compliance areas such as Privacy Compliance, Electronic Communications Surveillance, and General Compliance Audit Tasks.
$85 an hourFull-timeExpandApply NowActive JobUpdated 1 month ago - UpvoteDownvoteShare Job
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Proven experience in a leadership role within internal audit, with specific expertise in SOX compliance. Conduct audits to assess the effectiveness of internal controls, with a primary focus on SOX compliance.
Full-timeExpandApply NowActive JobUpdated 2 months ago - UpvoteDownvoteShare Job
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SUPERVISOR: Deputy Chief Ethics & Compliance Officer. Compliance Analyst will conduct research, prepare reports, and render assistance to the Deputy Chief Compliance Officer (“DCCO”) and other Corporate Compliance staff members.
$80,000 a yearExpandApply NowActive JobUpdated Yesterday
sox compliance jobs Title: it auditor in New York, NY
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