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Minimum of 8 years of experience in the financial services industry, with a focus on banking operations and regulatory compliance. Financial Markets | Financial Markets Operations | Senior Vice President- Financial Markets Front Office Regulatory Compliance & NFR Specialist | NYC.
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Build strong/collaborative relationships with upstream and downstream departments, including Provider Network Operations, to ensure timely resolution of provider inquiries and prevent escalation to DOH/DFS or other regulatory bodies.
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City National Bank is an equal opportunity employer committed to diversity and inclusion. City National Bank was founded in 1954 by entrepreneurs for entrepreneurs and that legacy of integrity, community and unparalleled client relationships continues to drive phenomenal growth today.
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Creates an environment in which their team pursues effective and efficient operations of their respective areas, while ensuring the adequacy, adherence to, and effectiveness of day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk and conduct risk, including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework and the Scotiabank Code of Conduct.
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The IRB Regulatory Consultant will oversee regulatory operations of studies conducted by one or more Disease and Modality Team within Montefiore Einstein Cancer Center, including, internal (investigator-initiated studies), Cooperative group, and industrial protocols (pharmaceutical and biotechnology company studies.
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Key interactions will be with the CMC, supply chain, clinical operations, regulatory, quality and management teams. Collaborate with cross-functional teams, including within CMC, Regulatory Affairs, Quality Assurance (QA), and Supply Chain, to drive alignment and ensure successful product development and commercial product launch.
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Experience using ERM systems (NetSuite a plus), IT related Experience opening retail stores with success setting up back of house operations Strong leadership skills with the ability to inspire and motivate teams.
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ACTS-Aviation Security Inc. has an immediate opening for an Operations Supervisor at the JFK International Airport in Jamaica, NY.Established in 2001, ACTS-Aviation Security has grown to become one of the leading providers of security solutions to the US aviation market.
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Comprehensive knowledge of regulatory environment, including demonstrated knowledge of federal and state banking laws and regulations (e.g., Federal Reserve Bank, NYDFS, FDIC, OCC, CFTC, NFA, FINRA, SEC, MSRB.
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Knowledge of regulatory requirements and industry best practices related to MBS trading operations. Act as a subject matter expert for internal teams on the effective utilization of Broadridge systems for MBS operations.
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3+ years experience in a Business Operations, Business Analyst or Product Strategy/Analytics role at a high growth consumer facing company. Reporting into the CEO, the Business Operations Manager will be a strategic partner across the business who gets into the weeds of our data.
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2-3+ years of experience in management consulting, private equity, business operations, or at a high-growth startup. Nabis is seeking a Business Operations Manager to help scope and project manage cost reduction and efficiency-focused initiatives.
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Familiarity with client onboarding: KYC/AML, UMR, CFTC, Dodd Frank, SEC and other regulatory standards. Respond to and resolve trade/client related issues and engage internally as an intermediary between various groups: Trading, Trade Support, Sales, Credit Risk, Onboarding, Operations, and Compliance.
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The department is organized into four functional groups - Credit Risk Group, Market Risk and Analytics Group, Model Risk Group, and the Operational & Regulatory Risk Group. Strong technical skills required - Excel/VBA, python, data visualization tools (e.g. Power BI) etc.
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USDS Financial Crime Compliance is responsible for overseeing and operationalizing all aspects related to Anti-Money Laundering (AML) and Sanctions Compliance activities related to TikTok USDS's operations.
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regulatory operations jobs Company: City National Bank in New York
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