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Key responsibilities of the job include evaluating test structure to determine automation viability, accessing pertinent databases to source testing data, and collaborating with Compliance and Operational Risk officers and/or Front Line Unit (FLU) process owners to design sampling and test procedures that support the test objective and ensure the repeatability and reliability of the testing.
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As part of the second line of defense, this position will also collaborate closely with associates in first line Cyber, Technology, the Lines of Business, as well as other second line of defense risk management offices to perform and support evaluations of the effectiveness of the firm’s controls infrastructure and offer independent advice and recommendations regarding ways to further mature the firm’s technology risk management capabilities.
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There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements.
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As a Tax Senior Manager in our Private Wealth Tax practice, you will perform high-level reviews of tax research of individual, fiduciary, partnership, closely-held corporations, estate, and gift work papers and tax returns, as well prepare and lead client meetings on compliance and consulting projects related to tax planning opportunities and the tax implications of transactions to the client.
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This position provides analytical and program implementation support in a dual role for the Compliance and Enterprise Risk Management (ERM) departments. The primary responsibilities include the collection and analysis of compliance and risk-related data to discover trends for continuous improvement or corrective measures and provide insight to help leaders make risk informed decisions.
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The manger supports Bank responses to audit, model risk management and regulatory examinations and for all Credit Risk Stress Testing Activities and coordinates these activities with the Senior Director - Risk Analytics, the as well as the heads of Model Development, Model Implementation, and Capital Planning.
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RDs should consistently demonstrate openness for courageous conversations and performance management of their direct reports to enable and bolster a for-ward-thinking culture, while also driving overall business impact.
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This role is expected to accept applications for a minimum of 5 business days. Capital One’s Offensive Security Purple Team reduces cyber risk by uncovering vulnerabilities and weaknesses in the enterprise cyber environment by conducting covert/overt adversary simulation and emulation.
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This is a great way to earn extra money in your spare time by working at home! We provide training and tools to help you succeed in this industry Excellent gig for Stay at home moms, retired folks, disabled people and anyone looking to learn how to make income online.
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Familiarity with risk-based approach to conducting compliance monitoring activities. Job Description Title : Fun Chief Compliance Officer - HYBRID Location: Boston, CO; Coral Gables, FL; Dallas, TX; Denver, CO; Dublin, OH; Kansas City, MO; New York, NY; Union, NJ | Hybrid Get to Know The Team : This position will act in the capacity of Chief Compliance Officer for certain investment company clients.
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The position contributes as part of a team that will often consist of many levels of the Firm. Frequent interaction with other Operations teams, Portfolio Managers and Traders, Investment Risk Management, Quantitative Modelers, Portfolio Analysts, Credit Research Analysts, the Technology Solutions Group, Portfolio Administration, Performance Reporting, Compliance, and Client Reporting is customary.
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Here at Chick fil A Morris Plains, we promise to make every decision through the lens of our vision; We care for those we serve. At Chick-fil-A, the Back of House Team Member role is more than just a job; it's an opportunity.
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When you make a payment toward your student loan, Travelers will make an annual contribution into your 401(k) account. Provides consulting and training resources, and serves as a contact and technical resource to the field and our business partners.
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If you want to make a positive impact on children, the aquatics Swim Instructor role is the adventure for you. The aquatics Swim Instructor role is a great job for anyone in the community who wants to make a difference in the lives of youth teaching and coaching.
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Provides risk management expertise on behalf of Central Operations while working with Division Risk Managers and other 2nd line risk partners (to include Operational and Enterprise Risk Management teams, Regulatory Compliance, Business Continuity, IT Risk, Third Party Risk, Corp. Security, etc.
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make a money business compliance risk term jobs in Summit, NJ
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