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Your responsibilities will span across various aspects of legal and compliance, particularly assisting the AML/KYC team. As a Compliance Analyst, you will play a crucial role in maintaining the integrity of the Firm's operations.
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Experience in Anti-Bribery/Anti-Corruption, Anti-Money Laundering, and Privacy compliance matters. Are you an Internal Audit Manager, highly skilled in leading multiple projects and managing all aspects of regulatory or compliance audits.
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Environmental Compliance Field Monitor will monitor and report on construction-related activities with respect to the general permit requirements of the Bureau of Land Management, the client, and other cooperating/permitting agencies; as well as monitor and report on construction-related activities in areas of pre-determined biological resources.
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Learn more about the career areas and business divisions at wellsfargojobs.com. Equities Sales and Trading Compliance provides coverage for Cash, Derivatives, Electronic Trading, Research Sales, Corporate Access, and Prime Brokerage units within Wells Fargo's Corporate and Investment Bank.
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This requires you to establish and maintain strong collaborative relationships with cross functional teams, including legal, risk, compliance, underwriting, client services, product development, information technology, corporate governance, finance, accounting, claims, human resources, and third-party risk management.
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Under Global Equities Americas, Compliance provides advisory coverage and challenge for various businesses and products including Cash Equities, ECM, Equity Derivatives, Equity Research, Futures Execution and Clearing/OTC Clearing, Prime Services, Strategic Equity, and Structured Products.
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Build and leverage stakeholder relationships to drive KYC compliance. Communicating on an ongoing basis with investment professionals, in-house and external counsel, compliance professionals within Blackstone’s other business units and various other counterparties.
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Five or more years of related experience in global logistics, entry writing, import/export compliance, commodity controls, regulatory, and security initiatives. Conduct audits and assess import compliance and foreign trade zone operations with US Customs laws and regulations.
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Partner effectively and work closely with other Compliance and Operational Risk teams, including the Control Room, Regulatory Change and Policy; Licensing and Registration; Personal Account Dealing, including Outside Business Activities and Personal Investments; Surveillance; Political Contributions, Gifts & Entertainment, Third Party Risk Management; and the AML program.
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The Compliance Quality Assurance Specialist works under the Quality Assurance Officer as well as with the Financial Intelligence Unit (FIU) Investigations Director, the Deputy OFAC Officer, and the Head of the Customer Intelligence Unit (CIU.
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The Global Head of AML Risk Management - Wealth reports to Citi's Chief Compliance Officer (CCO) Anti-Money Laundering (AML) / Bank Secrecy Act (BSA) and will be responsible for driving change and the primary face-off to the Wealth line-of-business, including providing thought leadership, direction and driving greater consistency in global program design and execution across our wealth management activities.
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Responsible for administering, maintaining, coordinating and monitoring the Bank’s day-to-day compliance with BSA/AML/OFAC/CDD/EDD/KYC/FinCEN/USA Patriot Act, etc. Act as a liaison for State and Federal examinations and internal and external independent audits of the Bank’s BSA/AML/OFAC compliance programs.
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Understanding of NERC Transmission Protection Standard and Compliance. The P&C Electrical Engineer / Relay Protection Engineer - Works with compliance team on up keeping NERC and CIP Compliance standards.
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The right candidate will play an active role in supporting the Chief Compliance Officer of LSI in maintaining and implementing the day-to-day compliance program of the broker-dealer. The LSI Compliance team is part of LBCM-North America (“LBCM-NA”) Branch’s Compliance Department and receives some key services from LBCM-NA including the onboarding of LSI clients and AML/Sanction services.
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The Staten Island Justice Center is seeking an Intake and Compliance Specialist for its Diversion programming. Reporting to the Coordinator of Client Engagement, the Intake and Compliance Specialist will be primarily responsible for assisting with daily intake operations and ensuring adherence to compliance protocols.
$52,000 - $61,900 a yearFull-timeExpandApply NowActive JobUpdated 12 days ago
compliance job Company: Metroplus Health Plan in Newark, NJ
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