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Reporting to the CEO, you will oversee the broker-dealer compliance program functions including implementation of written supervisory procedures, policies, training, annual testing, transaction monitoring, and AML compliance.
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Collaborate with other organizational departments responsible for functional aspects of the HIV Special Needs Plan, including, but not limited to Integrated Care Management, Behavioral Health, Managed Long-Term Care, Utilization Management, Quality Management, Credentialing, Regulatory Affairs, Compliance, Corporate Affairs, Provider Network Operations, Medicare Services, Information Systems, Finance, Claims, and Member Services and Eligibility.
ExpandApply NowActive JobUpdated 25 days ago - UpvoteDownvoteShare Job
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FDA Compliance Officer is responsible for all aspects of third party FDA compliance which includes but is not limited to donor/ IP/ Gestational Carrier testing/requirement, customer service, and infertility care.
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Two plus years of NYC real estate compliance experience, preferably experience with rent stabilized units. The Compliance Administrator will also partner closely with Property Managers and Construction Managers to timely resolve compliance related issues stemming from construction and apartment violations.
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Assist in developing, maintaining and conducting annual review of compliance related procedures for the BSA Program (KYC/CIP), OFAC, Training, Fraud, Currency Transaction Reports (CTR), Suspicious Activity Reporting (SAR), Proactive Monitoring, as well as Consumer Compliance areas.
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As an Anti-Money Laundering Compliance Officer, you will be responsible for overseeing and managing the Firm’s AML, BSA, and OFAC compliance programs. At least once a year, review the activity report of the AML compliance officer and obtain interim reports more frequently for higher risk activities.
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JOB TITLE: Compliance Manager SALARY RANGE: $92,700 - $104,700 HAY POINTS: 519 DEPT/DIV: MTA Corporate Compliance SUPERVISOR: Agency Chief Compliance Officer LOCATION: 2 Broadway HOURS OF WORK: 9:00 AM - 5:30 PM SUMMARY: The Compliance Manager is responsible for monitoring employee walk-ins (without appointments) to register complaints, submit and record questions on ethics related items and/or provide guidance on compliance related matters.
$92,700 - $104,700 a yearExpandApply NowActive JobUpdated 1 month ago - UpvoteDownvoteShare Job
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Having previously served in the role of Compliance Manager, Director of Compliance or similar leadership role, you have specific, hands-on experiencing working directly with/for Chief Compliance Officers in developing, implementing, and managing a full compliance program for a leading Hedge Fund or Family Office.
$175 - $300 an hourFull-timeExpandApply NowActive JobUpdated 1 month ago - UpvoteDownvoteShare Job
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The Senior DEA Compliance Specialist, reporting to minimal supervision, acts as the site expert on DEA matters related to pharmaceutical manufacturing and controlled substance distribution. DEA Compliance Specialist.
ExpandApply NowActive JobUpdated 15 days ago - UpvoteDownvoteShare Job
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Job DescriptionRole PurposeThe role of Counsel/Senior Counsel, Export Compliance, within the Corporate Legal Department will be to help coordinate and support the compliance program focused on laws and regulations for export, import, and trade sanctions across NBCUniversals global businesses.
$140,000 - $170,000 a yearFull-timeExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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Manage the execution and administration of various U.S. and non-U.S. compliance initiatives and tasks, including, for example, administering the AML/KYC/KYB program, (including transaction monitoring and investigations), and maintaining the comprehensive compliance calendar and compliance exception documentation.
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Maintain and update as needed Ergomotion’s Customs Compliance Program and Policies, including managing and updating Ergomotion specific Customs Compliance Manual and oversee Department SOP’s for Import/Export Compliance.
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Own and Develop the Information Security and Compliance Roadmap to Drive Infosec Automation and Security Maturity best practices (incl, Red Team/Blue Team Strategies) Provide strategic guidance and direction on compliance initiatives, ensuring adherence to relevant regulations such as CCPA, GDPR, FDA guidelines, and other global data protection laws.
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Drafting BSA/AML compliance programs and developing training for FinTech's and broker-dealers. Working knowledge/experience with virtual currency, non-US AML and regulatory compliance, fraud prevention, consumer compliance and financial safety & soundness.
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This role reports to the Managing Director of Information Systems and Security and is tasked with building a compliance framework and establishing companywide policies. We are seeking a collaborative, adaptable, and highly knowledgeable individual to join our team as a Compliance Analyst.
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compliance job Company: Metroplus Health Plan in Staten Island, NY
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