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You will provide compliance guidance around NFA/CFTC regulated new products, business initiatives and implementing a strong risk management framework, including assessing the design and operational effectiveness of critical compliance risk controls both financial and otherwise.
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Developing and advising on risk operating models, data strategy, business and IT risk frameworks and compliance standards. Compliance: Financial Crime - AML, KYC, Sanctions, Transaction Monitoring; Fraud, consumer protection.
$336,900 a yearFull-timeExpandApply NowActive JobUpdated Yesterday - UpvoteDownvoteShare Job
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Work closely with technology teams to translate business requirements into functional specifications for system changes, ensuring that new solutions support compliance with financial crimes regulations (AML/KYC.
$250,000 a yearExpandApply NowActive JobUpdated Yesterday - UpvoteDownvoteShare Job
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Professional certification such as Certified Public Accountant (CPA), Certified Internal Auditor (CIA), Chartered Financial Analyst (CFA), Certified Risk Manager (CRM), Certified Business Continuity Professional (CBCP), Certified Third-Party Risk Professional (CTPRP) or Accredited Payments Risk Professional (APRP.
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Critique bonus/incentive programs within the Growth Division to ensure they are applied according to regulatory guidelines and in compliance with the Bonus Incentive Policy and Procedure criteria by line of business.
$85,000Full-timeExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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Responsible for providing regulatory and compliance advice to business units, identify and provide training and conduct monitoring of the broker dealers public side sales and trading groups with a focus on all Fixed Income activities including Primary Dealer and fixed income futures activity.
$250,000 a yearExpandApply NowActive JobUpdated Yesterday - UpvoteDownvoteShare Job
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The Insurance Compliance Analyst will analyze and monitor insurance coverage placement in accordance with CPC and Investor guidelines for CPC’s commercial real estate loan portfolio. Perform compliance reviews of insurance certificates and policies and work with internal and external stakeholders to ensure insurance requirements are met.
$75,000 a yearFull-timeExpandApply NowActive JobUpdated Yesterday - UpvoteDownvoteShare Job
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As a part of Compliance Technology, the Senior Business Analyst/Data Analyst (BA/DA) will help the Financial Crimes Office of the Americas (FCOA) design technology solutions to address risks and control deficiencies.
$157,000 a yearFull-timeExpandApply NowActive JobUpdated Yesterday - UpvoteDownvoteShare Job
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Support multiple projects using technology and analytical techniques in a fast-paced Qualifications Required Qualifications: 5-7 years of internal audit, front office business control, compliance, or risk management experience in corporate and investment banking (e.g., equity capital markets, debt capital markets, investment banking, corporate banking, leasing.
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Coordinates the quarterly Benefit Plans Committee meetings, including: setting meeting agendas in consultation with CPG's outside fiduciary consultant, the SVP, Deputy General Counsel, and the SVP, Business Compliance; gathering and circulating meeting materials to the members of the Benefit Plans Committee; and drafting and finalizing the meeting minutes.
$120,000 a yearFull-timeExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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The US Control Room performs a vital function to the organization by supporting multiple business lines and establishing and maintaining a best in class Compliance program for the firm’s central US-registered Broker-Dealer, Cantor Fitzgerald & Co.
$75,000 a yearFull-timeExpandApply NowActive JobUpdated 2 days ago - UpvoteDownvoteShare Job
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Sia Partners is looking for a talented Management Consultant to support our Risk, Regulatory & Compliance Business Unit serving our clients as a project manager. Our consultants work closely with our clients' Compliance and Legal leadership teams, leading cross-functional initiatives around Compliance (e.g., AML, KYC, Sanctions), Data Privacy (e.g., GDPR, CCPA, LGPD), Legal Operations and Process and high-stakes projects.
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Manage the very specific NorAm market heavily driven by the SAG-AFTRA & other unions requirements (talent payroll, business affairs, etc. The Senior Procurement Manager, Creative Content is responsible for the procurement of services at the best possible price and sustainable quality, minimizing the exposure to potential risk and in compliance with the Global procurement strategy.
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2-4 years of experience in AML/BSA compliance support or working with AML/BSA transaction monitoring systems. In this role, you will assist the Head of Compliance, by performing various BSA/AML duties related to KYC onboarding, sanctions screening, and transaction monitoring, while ensuring the accuracy and thoroughness of documentation in line with regulatory, policy, and procedural standards.
$90,000 a yearFull-timeExpandApply NowActive JobUpdated 9 days ago - UpvoteDownvoteShare Job
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Oversee an effective compliance program per DOJ and SEC guidance, including, e.g., internal investigations and reporting; anti-bribery and anti-corruption program controls and training; and other aspects of doing business with integrity and in accordance with evolving laws and regulations.
$330,000 a yearFull-timeExpandApply NowActive JobUpdated Yesterday
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