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MetLife has an exciting opportunity for an experienced third-party risk professional to join our Global Security GRCA (Governance Risk, Compliance and Awareness) team, within the Office of Global Security.
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Minimum 5 years of audit experience in areas related to compliance and operational risk management programs and regulations. Audit Manager Compliance and Operational Risk.
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In-depth knowledge of security compliance, technology, and risk best practices. DescriptionHumana's Associate Vice President (AVP), Technology and Cybersecurity Risk works closely with all areas of Enterprise Information Protection (EIP), Internal Audit, Enterprise Risk Management, business units, regulator.
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They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions.
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Experience with one or more of the following: TruOps, Prevalent, ServiceNow GRC, Microsoft Compliance Manager and Microsoft Purview, and/or other relevant GRC, Privacy, and/or Risk Management technologies.
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The position is responsible for direct management, monitoring, and reporting of underwriting compliance, loan documentation compliance, and risk control programs and assessments for the various high-volume commercial, consumer and real estate areas of Private Bank Credit Products Accordingly, the QC and QA Manager must possess a deep and progressive knowledge of industry related and local, state and federal lending and quality control and compliance laws, regulations and issues.
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Driving compliance to requirements and continuous process improvement by influencing and partnering with enterprise wide partners and executives including Global Financial Control, Centralized Regulatory Reporting, Enterprise Stress Testing, Enterprise Data Management, Balance Sheet Capital Management, Corporate Audit, Finance, Compliance, Operational Risk and others.
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Experience evaluating, selecting, onboarding and use of software and quantitative tools used in investment management to drive governance, compliance, risk management, and investment performance.
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Candidate will also have experience with regulatory compliance from an Information Security perspective, broad knowledge across all information security domains, information security control testing experience, risk/compliance assessment experience, and technical writing skills.
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At least 3 years of experience leading audits and performing in the role of auditor-in-charge Internal Audit Review Issue Management Risk Management Audit Planning Analytical Thinking Project Management Relationship Building Business Acumen Coaching Automation Technical Documentation Attention to Detail Subject matter expertise of compliance and operational risk frameworks and a solid business understanding of the financial services industry.
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Minimum of 5 years working in risk and regulatory compliance within the banking, capital markets and/or insurance industries (including thorough knowledge of regulatory response / remediation approaches as well as specific regulations impacting Financial Services - i.e., the Basel Accord, Dodd Frank, FBO, FINRA, SEC, CCAR, etc.
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Advise business partners, CRM team members, and management on regulatory compliance requirements and best practices with respect to effective model risk management. This position sits within the Corporate Risk Management (CRM) and will collaborate closely with key stakeholders across different business functions including Pricing, Valuation, Asset Liability Management (ALM), and Audit.
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Title- Internal Audit Manager - Compliance and Operational Risk. Role- Internal Audit Manager - Compliance and Operational Risk. Serve as a subject matter expert on compliance and operational risk frameworks, with a comprehensive understanding of the financial services industry.
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Provide GenAI use case teams with the creative problem solving to address risks and operate processes that support AI integration at scalePeriodically lead collaboration sessions, risk solutioning and other risk routinesLead core risk management function(s), as assigned, and ensure compliance to the Enterprise AI Standard, the Enterprise Risk Management Policy and other governing standards and requirements.
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The Safety Officer manages and has responsibility for all aspects of the Department's Safety Program; protects Department employees by developing and implementing safety programs, policies & procedures and providing safety training & guidance; manages and supervises the Departmental Safety staff and the Departmental Safety Teams; represents the Department in all safety matters at the City-wide level; and ensures compliance with all applicable OSHA regulatory requirements.
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risk and compliance jobs in Charlotte, Iselin, New Jersey
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