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Skills: Knowledge of major regulatory areas of focuses including Consumer Compliance Regulations, FFIEC Guidance, Stress Testing, Model Risk Management, Capital Planning and Forecasting, Enterprise Risk Management, and Operational Risk Management, Data Governance, etc., Ability to demonstrate courage and independence when communicating with executive management and senior leadership when presenting complex issues, recommendations, and program opinions.
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Deep knowledge of Risk Management, either broadly or within a specific risk topic (i.e., Operational Risk, Market Risk, Credit Risk, Third Party Risk) with practical experience developing and implementing related frameworks, underlying key processes, and being a thought leader or Regulatory Compliance, either broadly or within a specific regulation topic (i.e., Prudential, Conduct, Market Integrity.
Full-timeExpandApply NowActive JobUpdated 15 days ago - UpvoteDownvoteShare Job
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They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions.
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Supporting external financial statement, SOX compliance, and Internal Audit/SOX engagements for application and information technology general computer controls as a leader of integrated external and internal audit teams with IT general controls, IT operational risks, and IT risk management processes (including controls.
$245,900 a yearFull-timeExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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This role will be the primary conduit for all OT Risk and Compliance, including: Internal Controls over Financial Reporting (ICFR), General Technology Controls, audits, and as a Risk Liaison to PCAOB’s Enterprise Risk Management Office.
$149,800 a yearFull-timeExpandApply NowActive JobUpdated 1 month ago - UpvoteDownvoteShare Job
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Together, we will uphold our commitment to delivering exceptional client service, driving regulatory compliance excellence, and shaping the future of financial crimes risk management.
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Possessing experience with Oracle Cloud Risk Management Cloud (RMC) design, implementation or assessment experience including Advanced Access Controls (AAC), Advanced Financial Controls (AFC) and Financial Reporting Compliance (FRC.
Full-timeExpandApply NowActive JobUpdated 9 days ago - UpvoteDownvoteShare Job
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This role supports the programs of Deloitte Technology-US (DT-US) Cyber Security, Risk & Compliance (CSRC) which includes, risk management, compliance management, third party risk assessments, and security awareness.
$149,700 a yearFull-timeExpandApply NowActive JobUpdated 4 days ago - UpvoteDownvoteShare Job
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Job Title: Audit Manager – Compliance and Operational Risk Job Location: Charlotte, NC, US (Onsite) Job Type: Full-time Job Description Bachelor's Minimum 5 years of audit experience in areas related to compliance and operational risk management programs and regulations.
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Minimum 3 years of audit experience in areas related to AML, sanctions and fraud risk management programs and regulations, banking regulations, local standards, and internal policies.
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The Legal and Compliance Manager will have the direct responsibility for assisting the CCO with maintaining an effective legal, risk, and compliance program. Assist CCO with maintaining an effective compliance program that manages and mitigates risk through the design, implementation and testing of policies, procedures, and best practices.
Full-timeExpandApply NowActive JobUpdated 23 days ago - UpvoteDownvoteShare Job
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Analytical models requiring effective challenge through validation, audit, or review may include BSA/AML, CECL, ALM, stress testing, scorecard, compliance/regulatory, pricing/valuation, regression, and economic capital models.
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The ideal candidate will be team-spirited, display range, an enthusiastic learner, willing to take on a variety of assignments and have meaningful experiences in one or more of the following areas: capital management, credit risk, interest rate risk, liquidity risk management, wealth management, capital markets, operational resilience, cybersecurity, technology and operations, payment systems, operational risk management, compliance, BSA/AML or internal audit.
$171,400 a yearFull-timeExpandApply NowActive JobUpdated 22 days ago - UpvoteDownvoteShare Job
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The Early Talent Rotational Program offers an exciting mix of strategically aligned assignments, professional development, and the ability to experience many facets of our Audit, Risk & Compliance organizations.
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10+ years of experience working in USG preferably with NSA or in a CFIUS related agency or Consulting National Security or Risk Mitigation Practice Compliance professional and/or Information Security or a related field, either in professional services or industry.
$200,000 a yearFull-timeExpandApply NowActive JobUpdated 2 months ago
risk and compliance jobs in Charlotte, Iselin, New Jersey
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