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The MMDC manages all quantitative modeling related to market and interest rate risk on the bank's mortgage products including consumer banking mortgage activities, trading activities and investment portfolio positions in mortgage products.
$120,000 - $300,000 a yearFull-timeExpandApply NowActive JobUpdated 11 days ago - UpvoteDownvoteShare Job
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Understanding of different trading platforms or work experience with CommoditesXL, PowerOptix, Adapt2, Aveva PI system, ZE Power, Zema, Hitachi ABB curves, Woodmac Greenscape, Morningstar, Yes Energy, and various Financial and Accounting software (i.e., IFS, OneStream, etc.
ExpandApply NowActive JobUpdated 4 days ago - UpvoteDownvoteShare Job
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FNZ Securities USA, headquartered in New York City, is a self-clearing broker-dealer which provides fully disclosed clearing and custody services to introducing broker-dealers and RIAs in the wealth management space.
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The candidate will track, report and resolve trade/price discrepancies between our customers/trading/sales desks. Sales & Trading. Back Office/Middle Office Operations. Knowledge of Fixed Income Securities including Repo and Collateral Management.
ExpandApply NowActive JobUpdated 15 days ago - UpvoteDownvoteShare Job
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The main function of the Collateral Operations group is to mitigate counterparty risk on bi-lateral fixed income REPO and TBA trades governed by a MRA/GMRA and MSFTA agreements, as well as OTC Business governed by CSA agreements.
ExpandApply NowActive JobUpdated 12 days ago - UpvoteDownvoteShare Job
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Developing and maintaining enterprise-wide policies, procedures, standards and training for SOX Compliance and Internal Control requirements for US Federal Reserve Bank filing for Capital & Stress Testing (FR Y-14 A/Q/M reports) in support of CFO Attestation as well as Internal Control requirements for select broker-dealer reports.
Full-timeExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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Broker Dealer Regulatory Reporting Technology Function is set up to replace legacy systems and processes with efficient technology stack, end-to-end automation of the daily report generation process and data sourcing from Approved Data Source (ADS) there by enabling the firm to calculate the accurate amounts and report the activity to SEC, FINRA.
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Corporate, Broker Dealer, Bank Operations, or Regulatory Compliance (including BSA/AML) experience specific to internal audit and/or similar Big 4 Accounting or regulatory experience. Corporate, Broker Dealer, Bank Operations, or Regulatory Compliance (including BSA/AML) experience specific to internal audit and/or similar Big 4 Accounting or regulatory experience.
$58,200 - $119,000 a yearFull-timeExpandApply NowActive JobUpdated 16 days ago - UpvoteDownvoteShare Job
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We’re a recognized Elite Agency award winner and a leading property and casualty broker, benefits consultant, wealth manager, and retirement plan advisor. We’re a recognized Elite Agency award winner and a leading property and casualty broker, benefits consultant, wealth manager, and retirement plan advisor.
ExpandApply NowActive JobUpdated 7 days ago - UpvoteDownvoteShare Job
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This role will be part of the data strategy team spanning across the SMBC Capital Markets and Nikko securities teams, SMBC Americas Division's broker-dealer and swap-dealer entities. The Group's operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers Bank, JRI America, Inc., SMBC Leasing and Finance, Inc., Banco Sumitomo Mitsui Brasileiro S.A., and Sumitomo Mitsui Finance and Leasing Co., Ltd.
$145,000 - $189,000 a yearExpandApply NowActive JobUpdated 8 days ago - UpvoteDownvoteShare Job
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Description :The ETF Capital Markets team is the key point of contact for both investors and the trading community for all things trading related to the growing lineup of Dimensional’s ETFs. The team assists with new product launches, trading activity monitoring, competitive and market analysis, new business development and client support.
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1-3 years of related experience with an employee benefits consultant/ broker or medical insurance carrier. Complete financial modeling of plan designs, employee contributions, specific stop loss recovery analysis, and IBNR reserve analysis.
Full-timeExpandApply NowActive JobUpdated 18 days ago - UpvoteDownvoteShare Job
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Maintains compliance with all applicable bank, broker/dealer, and state and federal regulations associated with the sale of investment and insurance products. Follow regulatory requirements including those pertaining to the Bank Secrecy Act (BSA), Anti-Money Laundering (AML), Customer Identification Program (CIP), and OFAC to assist in the identification, detection and determent of money laundering and other unlawful activities, as well as regulations pertaining to lending and consumer compliance to include fair lending laws.
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These products include life insurance, annuities, long-term care insurance, disability insurance, and investment products offered through our broker-dealer arm NYLIFE Securities LLC (member FINRA and SIPC), a Licensed Insurance Agency, and workplace solutions offered by our Business Solutions division.
$65,000 - $160,000 a yearExpandApply NowActive JobUpdated 18 days ago - UpvoteDownvoteShare Job
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The ETAR Risk Specialist Sr., conducts modeling, development, research and analysis to ensure appropriate modeling techniques and assumptions deployed in the company’s trading and risk systems, in order to adequately capture the company’s market and counterparty credit risk, and keep ongoing compliance with model risk management requirements, and regulatory requirements.
ExpandApply NowActive JobUpdated 7 days ago
trading broker jobs in Charlotte, NC
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