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Desired Qualifications: 2+ years of relevant experience in regulatory reporting and risk management (includes compliance, financial crimes, operational risk, internal audit, legal, credit risk, market risk, business process management) or 2+ years of financial services industry experience.
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Working with partners in Risk, Marketing, Legal and Compliance, The Senior Product Manager's key assignments will focus on: developing new and modifying existing collateral within regulatory requirements; writing and securing approval for statement messages and inserts; implementing disclosure policies; managing inventory of printed materials and plastics inventory.
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The Enterprise Risk and Finance CIO organization provides technology to several lines of businesses including Risk, Compliance, Finance, Audit and Legal with a combined technology spend in excess of $500+MM annually and is a 1100+ person global organization.
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Works with Customer Success Partners, Legal, Delivery and other departments to ensure that services meet contractual and regulatory requirements. Experience working in legal team or education such as paralegal, legal assistant preferred.
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Ensuring inclusion of relevant CRM division members (e.g., CTP and the Ethics Office), Legal, and other Risk Management partners (e.g., Operational Risk, Financial Crimes, etc.) Office of Comptroller of Currency and Consumer Financial Protection Bureau (CFPB) examination standards and regulatory supervision for Unfair, Deceptive, or Abusive Acts or Practices (UDAAP.
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Counterparty Credit Risk Portfolio Management (CCRPM) team manages counterparty credit risk across the firm at both TOH and legal entity level, ensures compliance with regulatory requirements for Counterparty Credit Risk (CCR) Management and remediates regulatory requests around gaps identified in the CCR frameworks.
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Essential Duties and Responsibilities: Perform inspections on all fleet vehicles including tractors, trailers, converter dollies, light duty vehicles and any other company-owned equipment in accordance with all federal, state and local legal and regulatory agencies.
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Monitor legal, regulatory, compliance and audit matters for assigned Technology oversight area and ensures timely action. Familiarity with risk measurement approaches including development of Key Risk Indicators and thresholds and associated reporting and analytics tools (e.g. Tableau.
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BARA/BTRA, Basel, ORM review/pRCSA) and ensure adherence to guidelines and regulatory requirements under Privacy, Legal, Compliance, and Office of the Chief Data Officer. Ensures appropriate risk controls are in place, are executed effectively and accountable to adhere to guidelines and regulatory requirements under control partner direction (e.g., Privacy, Legal, Compliance, Office of the Chief Data Officer, etc.
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The role will report to Managing Regulatory Counsel and work closely with other members of the Legal and Compliance team and leaders across the organization to influence strategy, enhance compliance systems, and help the company scale.
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Solid understanding of common money laundering schemes as well as the AML and sanctions legal and regulatory environment, specifically the laws, regulations, and guidance promulgated under the BSA, USA PATRIOT Act and OFAC; application and package experience in any of the following: Transaction Monitoring Vendor Solutions, KYC Vendor Solutions, and OFAC sanctions screening solutions.
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Remain current on legal, regulatory AML/BSA and OFAC requirements and actions. Actively ensure compliance with the U.S. Bank Code of Ethics and all AML, BSA, information security, and suspicious activity reporting requirements, policies and procedures.
$86,460 a yearPart-timeExpandApply NowActive JobUpdated 12 days ago - UpvoteDownvoteShare Job
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Q2 is seeking a Senior Corporate Counsel that will support the General Counsel and Deputy General Counsel in a broad range of complex legal matters for Q2 Software and its affiliated entities (“ Q2 ”) including assisting them with managing legal, compliance, and regulatory issues for a complex, publicly traded financial technology company.
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Assist with providing internal guidance around SAP SuccessFactors security and privacy related regulatory and legal implications that may affect the Client. This hands-on role will serve as part of the North America Cybersecurity team, providing technical expertise to identify and resolve SAP SuccessFactors security, privacy compliance, and audit support.
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Develop, draft, and review AML/CFT and ABC policies and procedures for banks, money services businesses, FinTech and payments companies, cryptocurrency firms, corporations, and others to ensure consistency with legal obligations and regulatory expectations.
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legal regulatory compliance jobs in Charlotte, NC
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