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The Corporate Audit Services (CAS) Senior Audit Manager - Wealth, Commercial, Capital Markets is a senior level management position that supports the Regulatory Compliance Audit Director/Senior Audit Director of the Risk Management and Compliance audit team.
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Regulatory Compliance: Stay updated on relevant laws, regulations, and industry best practices related to third-party risk management. Reporting and Communication: Prepare and present reports on third-party risk management activities to senior management and relevant stakeholders.
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Act as the primary Third-Party Risk Management (TPRM) lead in regulatory matters, including exams and meetings. 15+ years of experience in third-party or operational risk management or related risk fields with responsibilities for management reporting.
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As a senior analyst on the team, you'll promote and monitor compliance with auditor independence rules and regulations as well as internal policies and procedures to help manage Deloitte's regulatory and reputational risk.
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They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions.
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Solution and/or process experience with one more of the following ServiceNow Applications: IT Service Management (ITSM), Project Portfolio Management (PPM), DevOps, Agile, HR Service Delivery (HRSD), Governance Risk and Compliance (GRC), Security Operations, IT Operations Management (ITOM) including Cloud Management, Event Management, Infrastructure Discovery/Mapping.
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In this role, you will utilize your customs/trade expertise to perform trade compliance activities in areas such as risk assessment, valuation reviews, customs compliance programs and regional/global customs (export/import) compliance improvement projects.
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The Manager, Medical Affairs & Grants manages the extended Grants team associates, system administrator & project manager to assure timely and compliant processing of educational and charitable grants, donations and fellowship applications, for six Medical Device Business Units, including Cardiac Rhythm Management, Electrophysiology, Heart Failure, Structural Heart, Vascular, and Neuromodulation.
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KEY RESPONSIBILITIESThe ideal candidate for the Senior Compliance Officer, Operations, IT, Finance role will be experienced in building strong relationships with senior leaders across critical support functions to ensure compliance with various rules and regulations of regulatory agencies, exchanges, and states and Firm policies and procedures.
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There’s no one like you and that’s why there’s nowhere like RSM.RSM's AML/Regulatory Compliance group in association with our national Blockchain and Digital Assets team is currently seeking a strong resource to join our fast-growing Risk Consulting practice at the Manager level.
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Perform periodic onsite inspections and audits of customer sites to evaluate the level of compliance with Safety Management, Environmental Health and Safety and Risk Management plans, programs policies and procedures.
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Work with management to integrate risk management techniques into the organization's strategic and operational processes and monitor and report on risk response plan actions put in place by management to mitigate identified risks.
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Position summary Merjent, Inc. (Merjent) is seeking a full-time Senior Endangered Species Act (ESA) Compliance Biologist with expertise in federally protected species to join our team of dedicated consultants.
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Analyze risk and prioritization of vulnerability remediation using MITRE ATT&CK within the greater context of assets and the control stackCollaborate with vendors, health and business partners to ensure security remediation landmarks; identify and remediate gaps including tool/technology deficienciesLead projects related to Cybersecurity Engineering, automation, risk management, compliance, and threat management areas.
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Tasks may include conducting and/or overseeing wetland delineations, inventories, and functional assessments; performing botanical and wildlife surveys; developing permit applications; planning wetland mitigation projects (including construction oversight); preparing environmental impact assessments; and negotiating with regulatory agencies.
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regulatory compliance senior manager operational risk management jobs Title: senior manager Company: Wells Fargo in Minneapolis, MN
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