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Excellent hands-on experience on Cisco Nexus Series of switches, Juniper SRX series & Checkpoint. Excellent hands-on experience on Cisco Nexus Series of switches, Juniper SRX series & Checkpoint.
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Current registration for FINRA Series 6 and Series 63 (or FINRA recognized equivalents) is required for this role or must be completed within a specified period. For the following states where hired, FINRA Series 65 (or equivalent) will also be required to be completed within a specified period: AK, AL, CT, DE, HI, IA, ID, IN, KS, MD, MI, MN, MS, MT, NC, ND, NE, NM, OR, SC, SD, TN, TX, UT, VA, WA, WI, and WY. The State of WY permits referral-only licensed bankers to receive the IAR registration without completing the Series 65/66 exam requirement.
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FINRA licenses: Series 6 or 7 and 63 licenses. The successful candidate will report to National Sales Director and will be responsible for achieving sales goals, driving asset flows, increasing market share and firm visibility throughout the Midwest distribution footprint.
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Brokerage Account Specialist - MUST HAVE Current Series 7 License. Active Series 7 license. Brokerage Account Specialist - MUST HAVE Current Series 7 License. Brokerage operations experience.
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Write creative briefs, define program objectives, and develop KPIs for campaigns and content series, working with our Employer Brand Digital Content Designer, internal Chewy Marketing Studios partners, and external agencies to scale creative and channel.
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Beginning October 1, 2018, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required), and Life licenses are required. Your continued employment in this position would be contingent upon compliance with Truth in Lending Act/Dodd Frank Loan Originator requirements.
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Series 65 or 66 is required or must be obtained within the timeframe determined by manager. Judson Group has been retained by a $19B+ RIA with a national presence in their search for a Senior Wealth Manager.
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Required: Bachelor’s degree in finance, Financial Planning, Accounting or related degree 8+ years of related experience Strong financial planning/wealth management acumen and judgment Solid track record of career achievements and work quality CFP, or CFA Certification(s) FINRA Series 65 or 66 Strong understanding of general stock market, mutual fund, financial planning, and economic terminologies with a clear understanding of the financial planning process.
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HRV Conformance Verification Associates, Inc. supplies a highly integrated series of professional engineering and quality assurance/quality control services worldwide that span the steel, concrete, paint, mechanical, and construction industries.
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Series 65, preferred. We are currently seeking an Associate Wealth Advisor who is familiar with the financial planning and investment management process and is dedicated to helping take our company to the next level.
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A valid and active Series 66 (63/65) license required ( license(s) may be obtained under a condition of employment ) A valid and active Series 7 license is required ( license may be obtained under a condition of employment through Branch Network Licensing Program.
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Series 7 & Series 63/65 or Series 66 Securities Sales Licenses, Life/Health Insurance Licensed. Series 7 & Series 63/65 or Series 66 Securities Sales Licenses, Life/Health Insurance Licensed.
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Required: SIE Exam, Series 6, Series 63, Life & Health licenses (if licenses not currently held, required within six months of role start date). Required: SIE Exam, Series 6, Series 63, Life & Health licenses (if licenses not currently held, required within six months of role start date.
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Obtain and hold the FINRA SIE, Series 6 and Series 63 within one year of employment. Certifications & Licenses (i.e., Series 6 & 63, CPA, etc.) Obtain and hold the FINRA SIE, Series 6 and Series 63 within one year of employment.
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Active Series 7 Licensed (or within 2 year window so it may be re-activated quickly. A well-known Financial Services Company is looking for a Brokerage Operations Service Specialist in St Louis, MO (Hybrid.
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series job in Edina, MN
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