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Manages and delivers an ongoing expertise in historical and forward-looking capital market and macroeconomic factors, asset/liability management objectives, and total return/source of return preferences to support refining strategic and tactical asset allocations in alignment with investment objectives and policies, while considering the unique regulatory, accounting, and tax landscapes.
$216,750 - $390,150 a yearFull-timeExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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Leads key Cyber Regulatory Compliance efforts on behalf of TIH specifically regulatory compliance to the Committee on Foreign Investment in the United States (“CFIUS.
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5+ years of experience within a Compliance/Regulatory oversight, AML/KYC, Client Data management or Operational risk team is preferred. Wells Fargo is seeking a Lead Institutional Investment Operations Specialist within our Client Data team as part of Corporate and Investment Banking (CIB) Operations.
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We are seeking a highly skilled Financial Crimes Remediation Program Manager with experience in Anti-Money Laundering (AML) and Bank Secrecy Act (BSA) programs to play a pivotal role in safeguarding regulatory compliance, mitigating financial crimes risks, enhancing operational efficiencies, preserving customer trust, supporting strategic objectives, and promoting industry leadership within the financial services industry.
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Title: Associate Director, Trading Practices ComplianceBusiness Unit: ComplianceLocation: Charlotte, NC or Boston, MABarings is a leading global financial services firm dedicated to meeting the evolving investment and capital needs of our clients and customers.
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Familiarity with regulatory standards and compliance requirements relevant to the power and utilities industry (e.g., NERC CIP, FERC, TSA). Collaborate with IT, OT, and cybersecurity teams to ensure the security and compliance of OT assets.
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The Corporate Audit Services (CAS) Senior Audit Manager - Corporate Functions is a management position that supports the Corporate Functions, Regulatory Reporting, and SOX Administration Audit Director.
$165,325 - $213,950 a yearFull-timeExpandApply NowActive JobUpdated Yesterday - UpvoteDownvoteShare Job
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Provides assistance to the Community Engagement Director and Executive Director with communicating with prospective residents & family members about Phoenix's philosophy with regard to personalizing services and incorporating all dimensions of Wellness into our care, services and programming provided.
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Embedded within the Sustainable Investment Data Operations tea m and report ing into the Senior Manager, this role will s upport strategic projects focus ing on the provision , analysis, and quality of sustainability and ESG data i n accordance with m ethodology and compliance; ensuring data is of high quality whilst m aintaining regulatory standards and controls across the index data quality chain.
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In performing these responsibilities, the RPI team interacts and partners with the Global Human Resources Benefits team, record-keepers (Fidelity & ML RPWS), trustees, custodians, finance, accounting, treasury, consultants (investment consultants & actuaries), legal (internal/external), audit (internal/external), regulators and external money management firms.
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Bachelor's Degree and 8 years of experience in Business Development, Factoring or Asset Based Lending Sales, Commercial Banking OR High School Diploma or GED and 12 years of experience in Business Development, Factoring or Asset Based Lending Sales, Commercial Banking.
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Subject matter expertise in a financial services sub-area like Retail Banking, Commercial Banking, Transaction Banking, Wholesale Banking, Cards & Payments, Wealth Management, Investment Management, Real Estate, Private Equity, Capital Markets.
$88,564 - $170,913 a yearFull-timeExpandApply NowActive JobUpdated 1 month ago - UpvoteDownvoteShare Job
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Experience working with regulatory compliance requirements surrounding Anti Money Laundering (AML) requirements and lifecycle - particularly knowledge around Beneficial Ownership documentation.
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Creative Director and Cultural Curator for Culture 2024 is to work with our Regional Council and Head of Arts and Culture Commissions to identify significant and influential artists, activists and culture creators in the Charlotte, NC area.
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Description Summary:The ETAR Analytics Manager, part of the corporate Enterprise Trading Analytics and Reporting team, drives development as a subject matter expert in all aspects of market risk and counterparty risk measurement, model development, in-depth analysis, internal and regulatory risk reporting, stress testing, and model ongoing monitoring in a strong team-oriented working environment.
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regulatory compliance investment banking executive director jobs in Charlotte, Columbia, Missouri
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