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Manages and delivers an ongoing expertise in historical and forward-looking capital market and macroeconomic factors, asset/liability management objectives, and total return/source of return preferences to support refining strategic and tactical asset allocations in alignment with investment objectives and policies, while considering the unique regulatory, accounting, and tax landscapes.
$216,750 - $390,150 a yearFull-timeExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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Leads key Cyber Regulatory Compliance efforts on behalf of TIH specifically regulatory compliance to the Committee on Foreign Investment in the United States (“CFIUS.
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Familiarity with regulatory standards and compliance requirements relevant to the power and utilities industry (e.g., NERC CIP, FERC, TSA). ServiceNow Certified Implementation Specialist - IT Asset Management.
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Together, we will uphold our commitment to delivering exceptional client service, driving regulatory compliance excellence, and shaping the future of financial crimes risk management.
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5+ years of experience within a Compliance/Regulatory oversight, AML/KYC, Client Data management or Operational risk team is preferred. Wells Fargo is seeking a Lead Institutional Investment Operations Specialist within our Client Data team as part of Corporate and Investment Banking (CIB) Operations.
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In performing these responsibilities, the RPI team interacts and partners with the Global Human Resources Benefits team, record-keepers (Fidelity & ML RPWS), trustees, custodians, finance, accounting, treasury, consultants (investment consultants & actuaries), legal (internal/external), audit (internal/external), regulators and external money management firms.
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Embedded within the Sustainable Investment Data Operations tea m and report ing into the Senior Manager, this role will s upport strategic projects focus ing on the provision , analysis, and quality of sustainability and ESG data i n accordance with m ethodology and compliance; ensuring data is of high quality whilst m aintaining regulatory standards and controls across the index data quality chain.
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QualificationsMinimum 4 years of investment adviser or financial service experience with emphasis on trade compliance. Given the volume and types of investment activity occurring, it is important that there be adequate trade compliance coverage.
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Subject matter expertise in a financial services sub-area like Retail Banking, Commercial Banking, Transaction Banking, Wholesale Banking, Cards & Payments, Wealth Management, Investment Management, Real Estate, Private Equity, Capital Markets.
$88,564 - $170,913 a yearFull-timeExpandApply NowActive JobUpdated 1 month ago - UpvoteDownvoteShare Job
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Responsible for SWPPP management and compliance. Oversee and manage all aspects of the field operations related to land development including erosion control, grading, wet utilities, dry utilizes, paving, sidewalks, landscaping, hardscaping, amenities, post construction as builts, certifications and compliance letters.
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Execution of ongoing monitoring results in alignment with internal and supervisory market risk management and model risk management expectations. Description Summary:The ETAR Analytics Manager, part of the corporate Enterprise Trading Analytics and Reporting team, drives development as a subject matter expert in all aspects of market risk and counterparty risk measurement, model development, in-depth analysis, internal and regulatory risk reporting, stress testing, and model ongoing monitoring in a strong team-oriented working environment.
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Functional knowledge related to asset-liability management, interest rate risk, funding and liquidity risk, collateral management, behavioral modeling, stress testing and scenario analysis, maturity mismatch, prepayment option modeling, sedimentation modeling.
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By joining our team, you will have the opportunity to leverage your experience in financial crimes remediation, AML, BSA programs, and compliance management while advancing your career in a supportive and collaborative environment.
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The Corporate Audit Services (CAS) Senior Audit Manager - Corporate Functions is a management position that supports the Corporate Functions, Regulatory Reporting, and SOX Administration Audit Director.
$165,325 - $213,950 a yearFull-timeExpandApply NowActive JobUpdated Yesterday - UpvoteDownvoteShare Job
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Fifteen years of experience with large, complex financial institutions in a related field including Risk Management, Regulatory Oversight, Corporate Treasury, or Investment Banking.
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regulatory compliance investment banking collateral management jobs in Charlotte, Columbia, Missouri
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