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SOC Reporting Manager - Financial Services page is loaded. RSM has an exceptional career opportunity available for a Risk Consulting Services – Technology Risk Consulting Manager.
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Preferred) Project Management Professional (PMP), Certified Financial Services Auditor (CFSA), Certification in Risk Management Assurance (CRMA), Certified Internal Auditor (CIA), Certified Public Accountant (CPA), or equivalent.
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Preferred] Experience in Financial Services/Security Industry and working with regulatory organizations such as: Securities and Exchange Commission (SEC), Commodity Futures Trading Commission (CFTC), Financial Industry Regulatory Authority (FINRA), Federal Reserve.
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Portfolio of work in the financial services sector; experience in banking, Financial Professional Services. in financial services and. financial communications, including investor relations (earnings, investor days, activist investor strategies), IPOs, M&A activity, restructurings & bankruptcies and other capital market transactions.
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Certificates or Licenses:[Preferred] Project Management Professional (PMP), Certified Financial Services Auditor (CFSA), Certification in Risk Management Assurance (CRMA), Certified Internal Auditor (CIA), Certified Public Accountant (CPA), or equivalent.
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Seven or more years of financial services credit review/credit risk management experience through: past work in credit/loan review, credit risk management, internal audit credit risk coverage, commercial loan underwriting departments at large banking institutions; regulatory agency credit review/credit risk experience; or credit review/credit risk experience at a large consulting firm.
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Strong business acumen and proven ability to integrate HR and business strategies: understanding of business/financial metrics and experience with managing the challenges associated with selected business partnerships, mergers/acquisitions, and organizational restructuring.
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FMH offers a number of services including a 30-bed Skilled Care Unit, Home Health Services, 24-hour emergency care, ICU, surgical services, diagnostic imaging, pulmonary and cardiac rehab and occupational, speech and physical therapies.
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An effective financial compliance team provides vital assurance to the Executive Team and Senior Management as to the quality of the internal control system and in so doing helps mitigate the risk of loss and reputational damage to the company.
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This includes managing team members and operations across guest relations, clinical services, culinary services, life enrichment, environmental services, social services, and sales and marketing.
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The Senior Legal Counsel (Financial Services) role is primarily responsible for advising senior management and working closely with compliance staff on projects relating to the operations of a multi-asset brokerage business, including a broker-dealer, FCM (futures commission merchant), registered swaps dealer, OTC (over-the-counter) energy brokering and others operating in North America.
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Northern Trust is proud to provide innovative financial services and guidance to the world’s most successful individuals, families, and institutions by remaining true to our enduring principles of service, expertise, and integrity.
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The Corporate Audit Services (CAS) Senior Audit Manager – Wealth, Commercial, Capital Markets is a senior level management position that supports the Regulatory Compliance Audit Director/Senior Audit Director of the Risk Management and Compliance audit team.
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Demonstrates thorough knowledge of assisting financial services companies and investment managers to understand and assess the tax impact of their operations and transactions in multiple jurisdictions.
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Marex is a global financial services platform, providing essential liquidity, market access and infrastructure services to clients in the energy, commodities and financial markets.
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financial services jobs Title: development senior manager in Chicago, Brooklyn-center, Minnesota
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