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FINRA Series 6/7, LH&A and 63 required. Regional Vice President (External Wholesaler) - S. California & Arizona. Candidate must be able to identify, create and implement annuity sales opportunities.
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You're considered fully vaccinated two weeks after you receive the second dose of a two-dose vaccine series (e.g., Pfizer or Moderna) or two weeks after a single-dose vaccine (e.g., Johnson & Johnson/Janssen.
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CFP or Series 65 designation encouraged. Join a diverse team of experts helping high net worth and ultra-high net worth clients develop and manage their comprehensive wealth management plan through collaboration with financial planning, investment management, estate planning, tax planning, and risk management experts.
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You are a professional with at least 3- 5-years of experience,: Series 6, 65, and 7. Regional Expansion Fortune 500 Company in the Financial Services Industry is looking for Top Financial Professionals to work in a Team environment as a Investment Advisor/ Private Wealth Manager, Sales and Sales Management.
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Basic brokerage licenses (Series 7, 66) preferred, or must have the ability to earn such certifications quickly. Basic brokerage licenses (Series 7, 66) preferred, or must have the ability to earn such certifications quickly.
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Beginning October 1, 2018, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required), and Life licenses are required. Our Consumer & Community Banking division serves our Chase customers through a range of financial services, including personal banking, credit cards, mortgages, auto financing, investment advice, small business loans and payment processing.
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Obtain state insurance licenses (life, health & variable contracts) and Series 7 and 66; Series 7, 65 and 63; or Series 6 and 63 registrations. Whether you’re a seasoned financial professional, just entering the workforce or looking for a career change, you could be a successful Thrivent financial advisor if you’re:Self-motivated, independent and driven to succeed.
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Basic brokerage licenses (Series 7, 66). Basic brokerage licenses (Series 7, 66). Certified Financial Planner (CFP) or similar license required. Additional licenses (CPA, CLU, CIMA, etc.) Advanced education in a specialized area such as tax planning, estate planning or executive compensation is a plus.
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What we provide: Training Bonus program State Life Insurance License Federal Securities (Investment) License - SIE, Series 6, 63, 26, & 65 Mortgage (Loan Originator) License Part-time or Full-time Flex options No Quotas or Caps on Commissions Stock opportunities Residual Income Opportunities (11 income streams) For more information, please visit: Powered by JazzHR.
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Existing Series 7 and/or 79 plus Series 63 securities licenses (in good standing). Ernst & Young Capital Advisors, LLC (EYCA) offers investment banking services with access to a global network of EY mergers & acquisitions, debt capital markets and equity capital markets professionals.
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Securities Industry Essentials (SIE) and Financial Industry Regulatory Authority (FINRA) Series 6 and 63 licensing is a plus; candidates with great sales acumen will be considered pending appropriate licensing within the first 45 days of employment.
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Technically competent with computers/tablets to include proficiency with Microsoft Office Suite (Word, Excel, PowerPoint, Outlook) and using Electronic Medical Records Knowledge of workplace health and safety concepts and OSHA regulations Must be able to receive a medical clearance that may consist of passing an N95 respirator fit test, pass a Tuberculosis/TB test and receive a Hepatitis A/B vaccine series or pass a Hepatitis A/B Titeror test.
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Supercharge your early planning and advice career at Fidelity with paid training to help you get your Series 7 & 66 licenses, personalized support, knowledgeable career guides, and celebration of your achievements, while building skills and experiences.
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SIE, Series 6, Series 63 and State Life Insurance License (or equivalents) required. SIE, Series 6, Series 63 and State Life Insurance License (or equivalents) required. Professional Sales Process training is a plus (Solution Selling, SPIN, Sandler, etc.
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Any of the following licenses: SIE, Series 6, or Series 63, Life, & Health. Any of the following licenses: SIE, Series 6, or Series 63, Life, & Health. They will report up to the Regional Vice President and will be joining a team of other consultants to support operations and sales goals.
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