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Demonstrates knowledge of post-educational, private sector work in the financial services or bank regulatory areas required, including: Prepayment, credit risk, fair lending, default, Basel or fair lending modeling/modeling validation, advanced statistical and/or econometric modeling techniques and complex Excel-based spreadsheet models Statistical modeling assessing strengths and weaknesses.
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The Senior Director, Government Relations & Public Affairs oversees government relations/issues management, leadership communications for all the company's geographies, stakeholder relations and local community connections.
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As a not-for-profit entity, FINRA (Financial Industry Regulatory Authority) operates under the oversight of the SEC and sits at the nexus of broker-dealers, policymakers and investors. We're hiring an Assistant General Counsel in our Regulatory group.
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Ensure compliance with all applicable regulatory safety standards in the laboratory departments, including cell culture, molecular, NGS, histology, biorepository, and nucleotide extraction laboratories across 3 sites.
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Job Overview: A law firm in Chicago, IL, is seeking a Corporate Investment Funds Regulatory Associate Attorney with a solid background in asset management regulations. Collaborate with internal teams and external stakeholders to ensure regulatory compliance and risk mitigation.
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Under the direction of the Groundwater and/or the Wastewater Field Manager, the laborer will follow standard procedures for data and sample collection to ensure representative data is collected to meet EMT, client, and regulatory specifications.
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FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. SummaryLocation: Washington, DC (Job Posting); Jersey City, NJ (Job Posting); Jericho, NY (Job Posting); Chicago, IL (Job Posting); Boston, MA (Job Posting); Boca Raton, FL (Job Posting); Rockville, MD (Job Posting); Philadelphia, PA (Job Posting); New York, NY (Job Posting)Type: Full time.
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Close working relationship with Vice Presidents of Finance and Administration, Academic Affairs, and Student Affairs. In cooperation with academic affairs, continuing education and corporate training leaders, assist with research and development of sustainability-related enhancements to credit and non-credit curriculum.
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Regulatory/utility/FERC/SEC reporting or energy industry experience. Participate, as needed, in the planning and analysis function for the Business Unit or functional area of responsibility in coordination with FP&A. Maintain and identify opportunities to enhance internal controls and support regulatory compliance and business planning by performing analyses.
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Specializing in strategic advice, advocacy, and relationship management, PoD offers top-tier government affairs and lobbying services at both federal, state, and local levels. Croke Fairchild Duarte & Beres LLCs lobbying and government affairs partner is Point of Difference Strategies (PoD.
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Based out of our downtown Chicago office, the Director will use their engineering and cyber security acumen, regulatory compliance administration, and relationship management expertise to fulfil the job responsibilities, with limited managerial oversight and cross-functional collaboration.
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Role/Department: Sr Legal Counsel, Litigation, Investigation and Regulatory Enforcement /Corporate Legal. The Litigation, Investigation and Regulatory Enforcement group has a global mandate, advising all Northern Trust entities on an array of legal matters, including pre-litigation business problems, corporate and representative litigation, government inquiries, cyber, privacy and internal investigations.
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The Associate Director, Legal M&D Regulatory is a key legal advisor responsible for managing a breadth of complex legal matters for the global Medical and Development organization, including Oncology Development, Medical Specialties Development, Medical Affairs, Clinical Science, Regulatory, and Pharmacovigilance, by providing practical, timely, strategic and high-quality legal advice to a broad spectrum of clients across the M&D organization.
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Exposure to risk management, capital stress testing, credit risk models, and regulatory compliance would be particularly relevant. Continuous Learning – stay up-to-date with emerging technologies, changes in the banking industry, and regulatory developments.
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Certified Internal Auditor or Certified Public Accountant or Certified Regulatory Compliance Manager or Certified Anti-Money Laundering Specialist or Credit Risk Certification (RMA) or Certification in Control Self-Assessment (IIA) or Certification in Risk Management Assurance (IIA) is preferred.
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regulatory affairs jobs Title: sr regulatory affairs associate Company: Modis in Lincolnwood, IL
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